- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROL MANAGER * *WHAT IS THE OPPORTUNITY?* This position will work directly with the City National Bank's ("CNB") and Business ... Control Officer ("BCO") and senior management of wealth management division of the organization....review and implementation of Policies and procedures related to fiduciary governance and will partner with the Controls Leadership… more
- Wells Fargo (Dallas, TX)
- …**About this role:** Wells Fargo is seeking a Senior Philanthropic Advisor - Senior Lead Fiduciary Advisory Specialist (LO) Working at Wells Fargo | Jobs and ... outlined in the job expectations below + This Philanthropic Senior Advisory Specialist is a specialty fiduciary ...with complex planning needs. May partner with a Relationship Manager or act as Relationship Manager in… more
- PNC (Pittsburgh, PA)
- …on a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. **Job Description** + Engages in fiduciary decision-making by ... PNC serves as trustee, guardian or agent. Administers the most complex fiduciary accounts and sensitive high-profile relationships. Ensures compliance with all… more
- Raymond James Financial, Inc. (CO)
- …Raymond James and potentially support any potential initiatives with the new Fiduciary Rule, if/when finalized. + Oversees compliance exception reporting ... and skills obtained through education and experience in retirement plan and/or recordkeeper compliance to administer and manage ERISA and DOL compliance for the… more
- Penske (Reading, PA)
- **Position Overview** We are seeking a strategic and experienced Senior Manager of Benefits to lead the design, implementation, and administration of our Defined ... recordkeepers, legal counsel, and auditors to ensure accurate plan administration and compliance . * ** Fiduciary Oversight:** Provide fiduciary oversight,… more
- BMO Financial Group (Barrington, IL)
- …expertise for all aspects of investment management and administration to ensure compliance . Works collaboratively within the branch and the regional team as part ... participates in meetings with prospects/clients. + Provides investment management, fiduciary expertise and strategic leadership for business, products, and policies… more
- Bank of America (Atlanta, GA)
- Senior Trust Officer Atlanta, Georgia **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Atlanta/ Senior -Trust-Officer\_24025432) **Job Description:** At Bank of America, we are… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific...are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain… more
- PNC (Birmingham, AL)
- …respected, valued and have an opportunity to contribute to the company's success. As a Compliance Program Manager Sr within PNC's Enterprise Compliance - AMG ... the identified risks to business partners. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as… more
- Bank of America (Norfolk, VA)
- Senior Trust Officer Norfolk, Virginia;Richmond, Virginia **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Norfolk/ Senior -Trust-Officer\_25014342-2) **Job Description:** At Bank of America, we are… more
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