- BMO Financial Group (Los Angeles, CA)
- **We are hiring for our Fiduciary Administration Legal Team in California. Our team reviews new fiduciary business opportunities, advises on legal issues arising ... from day-to-day fiduciary operations, and provides guidance on policies and procedures....and procedures. You will have the opportunity to advise senior leaders on risk and legal issues arising out… more
- TD Bank (Greenville, SC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- Citizens (Johnston, RI)
- …sells, and processes products and services. The First Line Risk Senior Manager will integrate activities between Risk, Compliance , and Trust Fiduciary ... has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management...Manager supporting our Private Wealth Management - Trust Fiduciary businesses with direct responsibility for the front-, middle-,… more
- PNC (Pittsburgh, PA)
- …document in which PNC serves as trustee, guardian or agent. Administers more complex fiduciary accounts and ensures compliance with all legal and fiduciary ... valued and have an opportunity to contribute to the company's success. As a Fiduciary Advisor II within PNC Private Bank organization, you will be based in… more
- Citigroup (Charlotte, NC)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- KeyBank (Seattle, WA)
- … service to nonprofit, public, corporate, government, and Tribal Nation clients. The Senior Relationship Manager (SRM) leads the execution of the Institutional ... the Institutional client segment and oversee the delivery of fiduciary advice to IA clients. Every SRM has an...clients, referrals from clients, internal partners, and COIs. The Senior Relationship Manager drives current relationships forward,… more
- BMO Financial Group (Chicago, IL)
- …team manages four full time employee direct reports tasked with executing compliance requirements associated with Unfair or Deceptive Acts or Practices (UDAP) / ... Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and… more
- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- Manulife (WA)
- …present a challenging and unique opportunity for an experienced, dynamic, and energetic Senior Project Manager to join our Value-Added Services team and become ... Nature Based Solutions and execution of project deliverables. The Senior Project Manager is a vital member...ecosystem service-related projects. This role is a component of fiduciary asset management and requires a working knowledge of… more
- Northwell Health (New Hyde Park, NY)
- **Req Number** 166995 Job Description The Office of Trustee Relations Senior Program Manager is a pivotal role responsible for the efficient and effective ... governance practices, and the smooth execution of trustee-related initiatives. The Senior Program Manager will oversee critical processes, manage projects,… more
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