- T. Rowe Price (Baltimore, MD)
- …data changes on the rule library and manages projects assigned by the Lead Manager and/or the Investment Compliance management team. Responsibilities + ... difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by… more
- BMO Financial Group (Barrington, IL)
- …exceptional client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works ... other experts to create integrated business development strategies. + Develops investment proposals and participates in meetings with prospects/clients. + Provides … more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Investment Risk Compliance Manager plays a critical role in independently measuring, ... by providing credible challenge, identifying emerging issues, and escalating concerns to senior management when necessary. Working within the Compliance Risk… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: ... decisions yet communicate and escalate issues as appropriate to senior leadership. + Partner effectively with investment ...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance +… more
- JPMorgan Chase (Jersey City, NJ)
- …mitigate compliance and operational risk. As a Control Management Senior Associate within Treasury/Chief Investment Office ("T/CIO"), you'll be responsible ... joint accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective design and… more
- The Hartford (Hartford, CT)
- …others accomplish theirs, too. Join our team as we help shape the future. Senior Accountant - Investment Accounting The position will be responsible for analysis ... of The Hartford's investment results - focusing on the investments managed by...NAIC designations to make sure STAT reports are in compliance with NAIC + Gather required documents for NAIC… more
- PNC (Philadelphia, PA)
- …valued and have an opportunity to contribute to the company's success. As a Senior Investment Risk Leader within PNC's Asset Management Group organization, you ... Responsible for the oversight of risk management strategies and program execution. Typically manages manager (s) and serves as a senior risk advocate for the risk… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity… more
- Dunham & Associates Investment Counsel, Inc. (Reno, NV)
- …and partners closely with Trust Officers and Associates, Business Development, Compliance , and Operations teams. Key Responsibilities Client Investment ... Investment Counsel (DAIC) quarterly asset allocation meetings and manager monitoring. Operational Oversight + Supervise onboarding of client investment… more
- 3M (Maplewood, MN)
- **Job Description:** Investment Manager , 3M Ventures **Collaborate with Innovative 3Mers Around the World** Choosing where to start and grow your career has a ... **The Impact You'll Make in this Role** As an Investment Manager in 3M Ventures, you will...3M and partner companies, while forming trusted relationships with senior decision makers that enable effective communication and alignment… more
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