- KeyBank (Chicago, IL)
- …they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure ... **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be...the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- Ventura County (Ventura, CA)
- …Ensure Compliance & Accuracy - Maintain records, reconcile transactions, and support compliance monitoring efforts. + Prioritize - Ability to work in a ... Investment Officer / Senior Investment Officer Print...flow management, investment research, portfolio management, credit analysis, portfolio monitoring , compliance reporting, and other special projects.… more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws, rules,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- MyFlorida (Miami, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70013763 Date: Oct 14, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... 862868 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70013763 Pay Plan: Career...relating to the intake officer , court liaison officer , trainer and electronic monitoring device installer.… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance risks. Analyze the...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance risks. Analyze the...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
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