- Banco Popular Puerto Rico (New York, NY)
- …2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide ... of potential issues. + Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting,… more
- SMBC (New York, NY)
- … Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... Control functions. You will need to possess sufficient knowledge and experience in Compliance , as well as familiarity with regulatory and/or audit best… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... the firm's Global Employee Compliance and Conduct organization, which provides compliance coverage in relation to key employee-related regulatory and … more
- JPMorgan Chase (Columbus, OH)
- …box, challenging the status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management ... Operational Risk, and other Control functions. You bring your compliance expertise and knowledge of regulatory and...bring your compliance expertise and knowledge of regulatory and audit best practices to help us maintain… more
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