- TD Bank (Greenville, SC)
- …laws, rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for ... regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing… more
- Comerica (Dallas, TX)
- Job Description BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify ... lifecycle. The Business Risk and Control Office (BRCO) Control Testing Senior Analyst is responsible...effectiveness of the overall control environment, including for SOX compliance . Conducts testing of control design and… more
- TD Bank (Charlotte, NC)
- …specialized knowledge, and/or relevant experience is required. **Job Description Summary:** The Senior FCRM Testing Analyst executes independent testing ... and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing...the testing lifecycle within agreed timelines. The Senior FCRM Testing Analyst executes… more
- Citigroup (Charlotte, NC)
- Job Description The Senior Analyst - Stress Testing Coverage and Analysis supports the engagement with specific workstreams and business stakeholders in the ... end-to-end stress testing process. Develops and strengthens relationships with key stakeholders....and maintains effective, clear, and executive-ready materials used for senior management and board reporting. The job requires strong… more
- UGI Corporation (King Of Prussia, PA)
- Global Senior Governance, Risk, and Compliance Analyst Location: King Of Prussia, PA, US, 19406 Workplace Environment: Hybrid Company: AmeriGas Propane, Inc. ... across the United States. Job Summary: The Global GRC Senior Analyst plays a critical role in... efforts. + Create and deliver regular risk and compliance metrics for senior leadership and boards.… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY ... Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do...+ Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results,… more
- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... applicable requirements to strengthen risk management quality such as quality testing performed for business function quality control and transformation lead quality… more
- Guardian Life (Nashville, TN)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... you will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- Wellington (Boston, MA)
- …perspectives with those of our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global ... and evolving areas and implementing enhancements where necessary. The Senior Compliance Analyst will be...their impact on our firm + Advising forensic and compliance testing teams on areas of focus,… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for ... second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order… more
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