- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary ... through relevant industry and professional experience and education; and + swap dealer business activities, operations , policies, procedures and systems. + This… more
- M&T Bank (Clanton, AL)
- …developing and managing a portfolio of auto, boat, and RV dealers/ dealer group(s) with highly complex lending and financial requirements. Establishes/strengths ... relationships with these major large dollar amount dealership/ dealer groups while promoting financial products, services and opportunities intended to improve their… more
- General Motors (Washington, DC)
- …Years of Experience in Warranty Specially * 5 - 7 years of experience in wholesale dealer direct contact or dealership operations * The ability to travel in the ... Field Warranty Manager , or Warranty Support Center * Previous Retail Dealer Fixed Operation experience Travel: 75% - 100% + Additional Job Description… more
- BMO Financial Group (New York, NY)
- … experience including SEC 15c3 experience, possessing a strong understanding of broker dealer operations and SEC/FINRA regulations. If you have dealt with ... help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience,… more
- Charles Schwab (Austin, TX)
- …and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the ... testing, identify and draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels) and subsequent debriefing with… more
- Ford Motor Company (Carson City, NV)
- … Tools Experience- Senior Manager will collaborate closely with dealer operations and product management, serving as the subject matter expert (SME) ... for dealer tools and systems throughout the purchase-to-delivery journey. We...+ Create comprehensive, data-driven presentations for business partners and senior leadership to implement changes across the selling system.… more
- Huntington National Bank (Chicago, IL)
- …Business Segment Controller, this position will play a vital role in the broker- dealer 's day-to-day accounting operations . The role will be responsible for ... also provide a high level of visibility to various members of senior management across the organization. Primary Responsibilities: + Support accounting department in… more
- Bank of America (Charlotte, NC)
- …MS Office products. **Desired Qualifications** : + Understanding of US Broker Dealer business, operations , and/or regulatory environment. + Knowledge of Customer ... Broker- Dealer Customer Protection Program Lead Charlotte, North Carolina...(CACG) Americas (AMRS) region. CACG is a Global Markets Operations team which provides front-to-back oversight of customer protection… more
- USAA (San Antonio, TX)
- …impactful. **The Opportunity** USAA is seeking a talented Financial Institutions Relationship Manager Senior to manage and provides operational oversight of ... Subject-matter-expert level of business acumen in the areas of annuity business operations , broker dealer sales processes and paperwork, sales suitability,… more