- TIAA (Charlotte, NC)
- The Wealth CIO team is seeking an experienced Sr. Director of Operations, Execution, and Risk. This person would ensure that investment and business processes ... primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /...University degree + Significant risk management experience within a wealth , trust and/or brokerage business as a senior… more
- JPMorgan Chase (New York, NY)
- …advice and to deliver sophisticated products and solutions to meet their generational wealth management needs. As a Supervisory Director in JPMA, you will ... JP Morgan Wealth Management provides individuals, advisors and institutions with...Ensure timely and effective responses to compliance, supervision and audit examinations on a priority basis + Provide approval… more
- Vanguard (Malvern, PA)
- …Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management (AWM) Division. ... with business leaders and risk partners, including Compliance, Risk, and Internal Audit . The team will be essential in ensuring effective risk management, robust… more
- Conagra Brands (Chicago, IL)
- Reporting to the Director , Internal Audit this role will be responsible for developing, maintaining, and governing the department's data and analytics ... capabilities to support Internal Audit 's vision to leverage technology and an innovative mindset...incentive program, mental wellbeing support and fitness reimbursement + Wealth : Great pay, bonus incentive opportunity, matching 401(k) and… more
- Tradeweb (New York, NY)
- …Tradeweb's growing Internal Audit Department. This role will report directly to Director , Technology Audit , Internal Audit . This role offers the ... largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers. Creative collaboration and sharp client focus have...risk assessments and annual planning to develop the Internal Audit Plan + Support the Director of… more
- US Secret Service (Washington, DC)
- …serving as the liaison with internal and external stakeholders, and providing audit guidance to the agency's senior leadership. Coordinating and communicating ... status of audit findings and recommendations among senior leadership, including the Office of Chief Council, the...leadership, including the Office of Chief Council, the Deputy Director , Chief Operating Officer and the Office of the… more
- Scotiabank (New York, NY)
- …to work as part of the team and assist the Senior Managers and/or Director , US Capital Markets Audit to provide audit services to capital markets, ... Supports the Capital Markets Audit team in a risk-based execution of the audit plan, interacts with senior Capital Markets stakeholders in the US, and… more
- Manulife (Boston, MA)
- …and IIA standards and target dates, reporting any scheduling or budget overruns to Senior Manager or Director . + Develop an adequate understanding of the risks ... Join Manulife's Insurance Audit and Advisory Team and play a key...four Segments, ensuring our risk mitigation practices in Insurance, Wealth & Assets Management, Bank, and Group Functions meet… more
- Scotiabank (Dallas, TX)
- …procedures. The incumbent will be required to work as part of the team and assist the Director , US AML Audit to provide audit services over the US AML ... changes, and industry trends. Conveys risk-related information to Officer-in-Charge or Audit Principal and senior management. + Maintain stakeholder… more
- University of Pennsylvania (Philadelphia, PA)
- … senior leadership department-wide trial characteristics, accrual information and audit /monitoring findings; such reports will include an assessment of trial ... communication of audit results and compliance guidelines. + The Associate Director for Regulatory Affairs will have oversight of regulatory submissions to the… more
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