• Senior Manager , Compliance

    Charles Schwab (Lone Tree, CO)
    …team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations...Legal, Corporate Risk Management, and with business partners. **The Senior Manager will:** + Draft testing more
    Charles Schwab (06/14/25)
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  • Compliance Testing Senior

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117.400,00 - 224.700,00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
    Scotiabank (06/06/25)
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  • Senior Compliance Testing

    TD Bank (Greenville, SC)
    …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Testing Analyst executes independent testing ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
    TD Bank (05/31/25)
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  • Senior Compliance Testing

    M&T Bank (Clanton, AL)
    Overview: The Senior Compliance Testing Analyst is responsible for executing compliance testing and issue validations utilizing a risk-based approach ... compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of identified… more
    M&T Bank (04/29/25)
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  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
    TD Bank (06/20/25)
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  • Senior Manager & Team Leader,…

    BMO Financial Group (Chicago, IL)
    The Senior Manager , Commercial Bank Testing is a team leader role within the BMO Commercial Bank Headquarters Risk & Control group. Risk & Control group is ... applicable testing programs (operational risk, credit underwriting inputs, and compliance testing ) ensuring consistent, high quality practices/work and the… more
    BMO Financial Group (05/20/25)
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  • Control Testing Senior

    HSBC (Buffalo, NY)
    …people, our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control testers to ... Knowledge of CIB processes is diserable As our Control Testing Senior Manager , Corporate and... deliverables through effective coaching and overseeing the control testing team and ensuring compliance with the… more
    HSBC (06/24/25)
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  • Senior Systems Testing

    Capital One (Richmond, VA)
    Senior Systems Testing Manager As the head of Talent Acquisition's (TA) Testing team, you will lead a talented, cross-functional group responsible for ... for a team of testers that perform user acceptance testing (UAT) and troubleshooting for all of our TA...and correlation of capacity of partner teams + Influence senior leadership for buy-in of remediation recommendations The ideal… more
    Capital One (05/20/25)
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  • Testing Senior Manager - C13

    Citigroup (Irving, TX)
    The Testing Senior Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and industry ... and may include budget approval. Manages initiatives related to User Acceptance Testing (UAT) process and product rollout into production. Testing specialists… more
    Citigroup (05/08/25)
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  • Pen Testing /Software Development Product…

    Wells Fargo (Chandler, AZ)
    **About this role:** Wells Fargo is seeking a Senior Lead Digital Product Manager - Pen Testing /Software Development Product Owner to own the alignment of ... Security Assurance product area with a specialized focus in application penetration testing . These roles are typically 70% technical and 30% product focused. **In… more
    Wells Fargo (06/11/25)
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