- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control ... Auditor (CIA) certification. * You have internal audit, external audit, or controls testing and monitoring experience. * Proven experience with Power BI, Sigma,… more
- Truist (Charlotte, NC)
- …Provide subject matter expertise and thought leadership for the execution of testing and/or compliance monitoring indicators for assigned business ... + Develop and design framework for execution of control monitoring and testing of all risk types...expert to assigned business unit(s) for operational or regulatory compliance control implementation, risk mitigation and effective design of… more
- Charles Schwab (Lone Tree, CO)
- …the team, as a Senior Manager, responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... Department coordinates Schwab's compliance efforts, and performs an advisory, monitoring , testing , and education role to support management's supervisory… more
- Citigroup (Florence, KY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Citigroup (Tampa, FL)
- **VP, Finance CRO CAO Team - Internal Controls, Monitoring & Testing (Hybrid)** The Finance Chief Risk Office (CRO) team provides risk management oversight of ... to strengthen risk management quality. Support with Control Design Assessments (CDAs), Monitoring Design Assessments (MDAs) and Testing Design Assessments (TDAs)… more
- Citigroup (New York, NY)
- The Issues Quality Assurance (IQA) team, part of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible ... This will include all aspects of the lifecycle from identification, planning, monitoring , and remediation and ensure that issue responses, action plans and… more
- Terumo Medical Corporation (Somerset, NJ)
- …shape wherever we go next!** **_Advancing healthcare with heart_** **Job Summary** The Senior Compliance Manager - Monitoring & Transparency, will support the ... its managed businesses to develop and implement an effective compliance monitoring and testing program...the effectiveness of the compliance program. The Senior Compliance Manager - Monitoring &… more
- TD Bank (New York, NY)
- …Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance Operations and Governance coordinates with the Bank's Compliance Units, Compliance Testing , and...coverage, and creates standards and procedures for the US Compliance Monitoring Program.** **In this position, the… more
- BMO Financial Group (Chicago, IL)
- …applicable testing programs (operational risk, credit underwriting inputs, and compliance testing ) ensuring consistent, high quality practices/work and the ... The Senior Manager, Commercial Bank Testing is...controls related to Commercial business processes, underwriting and portfolio monitoring . Leads and manages testing team. Develops… more
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