- NatWest Markets (Stamford, CT)
- …business._ **Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for ... be part of an effective Compliance Assurance testing program and will be responsible for monitoring...of policy. **Key Responsibilities:** + Implement the NWM, US Compliance Assurance Monitoring and Testing … more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- Capital One (Mclean, VA)
- … Manager - Anti-Money Laundering Compliance Controls Review Testing The Compliance Testing Senior Manager performs a key second line of defense ... processes comply with Anti-Money Laundering and Sanctions regulations. The Compliance Testing Senior Manager will... monitoring experience, or auditing experience, or compliance testing experience + 5+ years of… more
- Wells Fargo (Charlotte, NC)
- …and controls according to standards and other applicable policies. The Testing Senior Manager will execute horizontal compliance testing and UDAAP ... **About this role:** Wells Fargo is seeking an Independent Testing Senior Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn… more
- Citigroup (Jacksonville, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Truist (Wilson, NC)
- …of America) **Please review the following job description:** Support the Internal Control Monitoring and Testing Managers in the effective execution of risk and ... corrective action as necessary. + Incorporate results of quality monitoring activities, 2nd line testing , SOX ...Platform + Prior experience with Issue Validation, Finance Control Testing and/or compliance withing a control … more
- Terumo Medical Corporation (Somerset, NJ)
- …shape wherever we go next!** **_Advancing healthcare with heart_** **Job Summary** The Senior Compliance Manager - Monitoring & Transparency, will support the ... its managed businesses to develop and implement an effective compliance monitoring and testing program...the effectiveness of the compliance program. The Senior Compliance Manager - Monitoring &… more
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