- Principal Financial Group (Chicago, IL)
- …+ Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63). + ... Resident Life and Health appointment must be attained. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales… more
- Principal Financial Group (Charlotte, NC)
- …Bachelor's degree or equivalent and 2+ years' experience, preferably in the financial services industry. + SIE, Series 6 or 7 and Series 63 & 65 or Series ... 66. Additional licensing may be required upon starting. + Successfully being approved as a registered representative by all 50 States and Washington DC. + Excellent verbal and written communication skills and the ability to establish trust and rapport easily… more
- Principal Financial Group (Bozeman, MT)
- …on state/federal laws and/or company policy in accordance with current licensing policy: + FINRA Series 6 or equivalent and Series 63 or equivalent. Must ... meet firm standards for registration within applicable jurisdictions. + FINRA Series 24 (or 26) required within 3 months of employment. + You'll be required to… more
- Principal Financial Group (Miami, FL)
- …+ Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63). ... Preference for FINRA Series 7 & 66. **Successful candidates will have the following:** + Excellent communication, presentation, analytical, and interpersonal skills. + Successful history of accomplishments in education, retirement sales, or a related… more
- Principal Financial Group (Des Moines, IA)
- …grasp of the sales process and how to support producers in the field + FINRA Series 6 registration required (or ability to obtain within 18 months) + Ability to ... to the bar in at least one state + 6 + years of related experience resulting in comprehensive understanding...travel 4- 6 times per year to company offices and events… more
- Principal Financial Group (Des Moines, IA)
- …business unit products, processes and systems. + Active FINRA license - SIE and Series 6 . + Strong proficiency with retirement products, processes and systems. ... military experience, education. + FINRA licensing required - licensed required within 6 months to handle all requirements as a registered representative. Study time… more
- Principal Financial Group (Raleigh, NC)
- …and insurance as well as an appreciation of product features and market trends + FINRA Series 6 registration is required or must be obtained within 18 months of ... employment. Must meet firm standards for registration within applicable jurisdictions. + This position may be subject to SEC restrictions on personal political contributions **Skills That Will Help You Stand Out** + Industry designations (eg CLU, ChFC, CFP,… more
- Principal Financial Group (Des Moines, IA)
- …does not require FINRA licensing, further development within this department would require FINRA Series 6 or 7 licensing. + Perform other job-related duties or ... special projects as required. **Who You Are** + High school graduate or equivalent. + Associate / Bachelor's degree with 1+ years of related work experience (financial services industry and/or operations) preferred. + Knowledge of the organization's products… more
- Principal Financial Group (Chicago, IL)
- …years! **Who You Are** + Bachelor's degree or equivalent experience required, and 6 + years of related industry experience required with a strong preference to RIA ... experience. + FINRA Series 7 & 63 Licenses _required_ with the ability to meet firm standards for registration within applicable jurisdictions. + You'll be required… more
- Neuberger Berman (New York, NY)
- …operations/servicing capacity + Bachelor's Degree in Finance, Accounting, Business, Science, or Math + Series 7 and 66 licenses within 6 months of joining the ... firm + Advanced Excel skills required + Proficiency in MS Office including MS Word, PowerPoint, and Outlook products + Accountable with excellent attention to detail; strong organizational skills; ability to prioritize work within a dynamic, deadline-driven… more
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