- Bank of America (Chandler, AZ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **To proceed with your application, you must be at least 18 ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Pennington, NJ)
- National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 Required) Pennington, New Jersey **To proceed with your application, you must be at least 18 ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Bank of America (Chandler, AZ)
- Life Services Financial Solutions Advisor ( Series 7 & 66 required) Chandler, Arizona **To proceed with your application, you must be at least 18 years of age.** ... knowledge of internal and regulatory policies, procedures, and processes **Required Qualifications:** + Series 7 , and 66 or equivalent (required) + Minimum of… more
- Bank of America (Chandler, AZ)
- Small Business National Financial Solutions Advisor ( Series 7 and 66 Required) Chandler, Arizona **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Small-Business-National-Financial-Solutions-Advisor-- Series - 7 -and-66-Required-\_25035269) **Job Description:** At Bank of America,… more
- TEKsystems (Fort Worth, TX)
- …advisors as they relate to changing industry rules and procedures. Top Skills Details series 7 , series 63, series 24,financial services Pay and Benefits ... managed, brokerage, and direct at fund accounts. Resolve and respond to advisor/ client inquiries communicating concepts and strategies in simple and easy to… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... and operating statements. + Researches and resolves complex problems relating to client accounts and inquiries. + Assists Branch Manager in disseminating information… more
- TD Bank (Greenville, SC)
- …+ Bachelor degree preferred + Internal candidates: 3+ years of experience working with TD's client platforms required + Series 7 , 63/65 or 66 registrations ... for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist I acts as sales and relationship support for Relationship Managers… more
- Bank of America (San Francisco, CA)
- …policies and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Private Wealth Client Relationship Manager San Francisco, California **To proceed...Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses… more
- Bank of America (Salt Lake City, UT)
- …prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Salt Lake City, Utah **To... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Albuquerque, NM)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Albuquerque, New Mexico **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more