- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Pennington, New Jersey **To proceed with your application, you must be at least 18 ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Raymond James Financial, Inc. (UT)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- TEKsystems (Fort Mill, SC)
- …collaborative team culture with accessible support and resources. Required Qualifications + Series 7 license is required for this role (active/inactive, expired ... role in ensuring compliance and delivering exceptional service in a fast-paced, client -focused environment. Key Responsibilities + Serve as the primary support for… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... and operating statements. + Researches and resolves complex problems relating to client accounts and inquiries. + Assists Branch Manager in disseminating information… more
- TD Bank (New York, NY)
- …+ Bachelor degree preferred + Internal candidates: 3+ years of experience working with TD's client platforms required + Series 7 , 63/65 or 66 registrations ... for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist I acts as sales and relationship support for Relationship Managers… more
- Bank of America (Fairhope, AL)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Pensacola, Florida;Destin, Florida; Mobile, Alabama;... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Austin, TX)
- …prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Austin, Texas **To proceed with... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (San Francisco, CA)
- …policies and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Private Wealth Client Relationship Manager San Francisco, California **To proceed...Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses… more
- Raymond James Financial, Inc. (Boca Raton, FL)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more