- University of Colorado (Aurora, CO)
- …Family Medicine Boulder Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Family Medicine - Boulder Clinic** **Open Rank - Senior Instructor Series ** **Position #00829518: - Requisition #35707:** **Job Summary:** **1.0 FTE** **Examples… more
- University of Colorado (Aurora, CO)
- …degree qualifications: MD/DO, CO Physician License or Eligible for CO Physician License . + 4- 7 years of clinical experience at rank or equivalent experience ... degree qualifications: MD/DO, CO Physician License or Eligible for CO Physician License . + 7 + years of clinical experience at rank or equivalent experience… more
- University of Colorado (Aurora, CO)
- …Family Medicine Centerfield Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Family Medicine - Centerfield Clinic** **Open Rank - Senior Instructor Series ** **Position #: 00829204 - Requisition #35687:** **Job Summary:** **Examples of… more
- University of Colorado (Aurora, CO)
- …Family Medicine Westminster Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... UCHealth Family Medicine - Westminster Clinic** **Open Rank - Senior Instructor Series ** **Position #: 00829203 - Requisition #35634:** **Job Summary:** **1.0 FTE**… more
- MetroLink (Los Angeles, CA)
- …CHARACTERISTICS Compliance Officer I: This is the entry level in the Compliance Officer series . At this level, assignments are generally limited in scope ... II: This is the career level of the Operations Compliance Officer series . At this level, the...required activities. + Available to respond to emergency situations 24/ 7 to meet the agency's needs. + The responsibilities… more
- World Insurance Associates, LLC. (Santa Barbara, CA)
- …of Compliance and/or regulatory experience within both RIA and broker-dealer business segments., + Series 7 , 24 (or 26), 63, 65 (or 66), Series 53 (or ... Position Objective, Typical Duties and Responsibilities We're currently seeking a Compliance Specialist to support the firm's Compliance Program. You will report… more
- Ventura County (Ventura, CA)
- …to employees in this classification who possess and maintain a valid, current CPA license or certificate. + Flexible Workweek - A compressed work schedule (eg, 9/80 ... functional areas of responsibility include, but are not limited to, compliance review, budgeting, grant accounting, cost accounting and financial analysis/reporting… more
- TD Bank (Mount Laurel, NJ)
- …or sale of non-deposit investment products (NDIP) to retail bank customers.** + **FINRA Series 7 , 63 and 24.** + **State insurance life and health ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...license or knowledge of insurance regulation.** + **Knowledge and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …lifecycle. **Licenses/Certifications** + None Required. + Industry licenses preferred (eg Series 7 , 9/10, 24, 65, 66) + Additional licenses/certifications ... obtained through education, experience, specialized training and/or certification in securities compliance to support Private Client Group (PCG) Compliance … more
- Raymond James Financial, Inc. (Denver, CO)
- …related questions and concerns from the investment teams as well as internal support departments. + Series 7 , Series 65/66 & Series 24 Licenses required. ... and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred...grandfathering cannot be applied. + Required to have a Series 7 , 24 and 66 + … more