- AON (Chicago, IL)
- …and relationships, and joining proposed consulting teams for presentations + Securities licenses Series 7 and 63 Preferred + CFA preferred How we support ... Aon is looking for a Non -profit Sales Director for the Investment...joining proposed consulting teams for presentations + Securities licenses Series 7 and 63 Preferred + CFA… more
- Bank of America (Winston Salem, NC)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... Fully Paid Wealth Management Specialist - NR ( non -registered) (FP) with a future specialty of Relationship...Service Management + Process Simplification **Required Qualifications:** + **Either Series 7 and 66 licenses or … more
- Nuveen Investments (Boston, MA)
- …+ 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Career Level** 9PL **Position:** Head of Income ... + Demonstrated strength building client-focused relationships + Current FINRA Series 7 and Series 63...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Coast Guard Community Services Command (Milwaukee, WI)
- …salary and title, series and grade if experience was with a non -appropriated fund instrumentality of the Federal government. You should also include a copy of ... Date: 01/30/2025 Announcement #: 6225 Opening Date: 18 April 2025 Pay Plan/ Series /Pay Band: NF-2091-01 Closing Date: Until Filled Work Schedule: Intermittent (0-19… more
- Umpqua Bank (Tacoma, WA)
- …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... Financial Service Sales Assistant Wealth Management Tacoma, Washington **Description** **About...investment direction from clients. Series 7 licensed employees provide limited decision-making… more
- The Hartford (Wayne, PA)
- Retail Sales Consultant - 87SX5E We're determined to make a...(or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63) + Must ... assets within an assigned territory. Advisor Consultants drive Hartford Funds' sales through building deep and long-term relationships with financial advisors,… more
- Nuveen Investments (Chicago, IL)
- …+ 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
- T. Rowe Price (Colorado Springs, CO)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship...use a service associate role to perform some specific non -client engagement activities. + Territory Management - We apply… more
- Vanguard (Scottsdale, AZ)
- …+ This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... for investment success. That starts with you. As a Sales Consultant, you'll be an advocate for our retail...based upon the uncovered client needs. + Identify investors' non -Vanguard assets, conduct advanced needs analysis of clients' financial… more
- Charles Schwab (Boston, MA)
- …+ Bachelor's degree or equivalent experience; may have postgraduate and/or certification + FINRA Series 7 and 63 licenses (Can be obtained uner condition of ... for a self-motivated professional to pursue new defined contribution plan sales opportunities in the **Large Market segment** ($150Million-$1Billion). As a **Vice… more
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