• Complex Administrative Manager (Memphis, TN)…

    Raymond James Financial, Inc. (Memphis, TN)
    …(FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial ... Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
    Raymond James Financial, Inc. (05/02/25)
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  • Branch Manager

    Raymond James Financial, Inc. (West Palm Beach, FL)
    …(FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial ... provided that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8 ) required. + Series 63 & 65, or 66 as required by state. +… more
    Raymond James Financial, Inc. (05/01/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Fairhope, AL)
    … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if warranted + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
    Bank of America (07/10/25)
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  • Client Workflow Supervision Supervisory Principal

    Citigroup (San Antonio, TX)
    …following): + Series 7 license; and + Series 63 and Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 ... **Education:** + Bachelor's/University degree or equivalent experience, potentially Masters degree **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** **Primary Location:** San Antonio Texas United States **Primary… more
    Citigroup (07/04/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Pittsburgh, PA)
    … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if warranted + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
    Bank of America (07/01/25)
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  • Market Supervision Manager

    Bank of America (Northbrook, IL)
    … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
    Bank of America (06/26/25)
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  • Merrill Market Supervision Manager

    Bank of America (Westlake Village, CA)
    … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
    Bank of America (06/21/25)
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  • Merrill Market Supervision Manager

    Bank of America (Albuquerque, NM)
    … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
    Bank of America (06/20/25)
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  • Private Wealth Client Relationship Manager

    Bank of America (San Francisco, CA)
    … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) equivalent licenses + Series 3, 31 licenses, if warranted + Minimum 5+ ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
    Bank of America (06/06/25)
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  • Merrill Market Supervision Manager - Greater

    Bank of America (Atlanta, GA)
    … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
    Bank of America (05/30/25)
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