- Raymond James Financial, Inc. (Memphis, TN)
- …(FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9 /10_SU - Gen Sec Sales Supervisor - Financial ... for an important area of responsibility within a function, ensuring compliance with external requirements and integration with the broader functional policy… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series 63, 65 ... of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and… more
- MTA (Brooklyn, NY)
- …Posted: Jul 9 , 2025 Description Job Title: Transit Management Analyst Series Last Date of Filing: Open Until Filled Authority: NYCT Department: Subways ... Transit Management Analyst Series Job ID: 10857 Business Unit: New York...in strengthening the administrative framework of our operations, improving compliance , and ensuring accountability. The ideal candidate will bring… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Court Administration, Office of Title Network System Engineer Series Occupational Category IT Engineering, Sciences Salary Grade 28 Bargaining Unit ... 0% Workweek Mon-Fri Hours Per Week 35 Workday From 9 AM To 5 PM Flextime allowed? No Mandatory...RECRUITING FOR FEW POSITIONS IN THE NETWORK SYSTEM ENGINEER SERIES . THESE POSITIONS WILL BE FILLED IN ANY OF… more
- MTA (Brooklyn, NY)
- …Date Posted: May 9 , 2025 Description Job Information Title: Mechanical Engineer Series - Facilities First Date of Posting: 5/ 9 /2025 Last Date of Filing: ... Mechanical Engineer Series Job ID: 11712 Business Unit: MABSTOA Location:...related to bus functions, parts and components to ensure compliance with specifications and standards. Create and maintain technical… more
- Lockheed Martin (San Diego, CA)
- …experience; experience working with other MIL\-SPEC and COTS equipment/systems\. Familiarity and compliance with the Navy PMS \(OPNAVINST 4790\.4 series in ... Award\-Winning Place to Work **WHO YOU ARE** This position is an Baseline 9 Computer Technician and the candidate must have previous experience\. This position will… more
- Veterans Affairs, Veterans Health Administration (Milwaukee, WI)
- …facility policies and procedures, including the Code of Conduct and Corporate Compliance Program. Provide safe and therapeutic care using the ICARE values inherent ... license from any US State or territory Work Schedule: 0. 9 FTE/72 hours per pay period (6-12 hour shifts)...- All persons currently employed in VHA in 0610 series and performing the duties as described in the… more
- JPMorgan Chase (Jersey City, NJ)
- …other Compliance function + FINRA General Securities licenses such as Series 7, Series 24, Series 9 or 10 considered JPMorganChase, one of the oldest ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Ventura County (Ventura, CA)
- …CPA license or certificate. + Flexible Workweek - A compressed work schedule (eg, 9 /80 workweek) may be available for some positions. + Telework Schedule - A remote ... functional areas of responsibility include, but are not limited to, compliance review, budgeting, grant accounting, cost accounting and financial analysis/reporting… more
- Citigroup (Queens, NY)
- …+ Required: US FINRA Registration: SIE; Series 7; Series 63 + Series 65 (or Series 66); Series 9 + Series 10 (or Series 24, Series ... CPWM and the franchise. This includes heads of HR, Legal, Risk, Compliance , ICG, Mortgage, Retail Bank, Commercial Bank, and Capital Markets. + Represents… more
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