- Raymond James Financial, Inc. (Memphis, TN)
- …Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority ... Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- PNC (Washington, DC)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... company's success. As a Capital Markets Senior Associate - Sales (F) within PNC's Diversified Financial Institutions Group, you...based in a location within PNC's footprint. Licenses: SIE, Series 7, 79 and 63 required within 120 days… more
- JPMorgan Chase (New York, NY)
- …base. **Required qualifications, capabilities, and skills:** + 6+ years of experience in sales , Series 7 & 63 required + Developed and established relationships ... As a Vice President in High Grade Credit Sales , you will be responsible for maintaining and...appropriate degree of urgency. **Job Responsibilities:** + Responsible for sales and execution for an established institutional clientele. +… more
- PNC (Austin, TX)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... and financial reporting. * Works strategically with bankers, underwriting syndicate, sales team, relationship managers, traders and other internal service partners… more
- PNC (Chicago, IL)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... the strategic planning for the group. + Works strategically with transactors, sales team, relationship managers, traders and other internal service partners to… more
- PNC (Chicago, IL)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... client relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service partners to… more
- Siebert Williams Shank (New York, NY)
- …to build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established book of ... & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that provides investment… more
- PNC (Chicago, IL)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... Financial Services Industry, Financial Statement Analysis, Managing Multiple Priorities, Sales Function **Work Experience** Roles at this level typically require… more
- PNC (New York, NY)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days of...a team of traders. + Works strategically with traders, sales team, relationship managers, and investment bankers to develop… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority ... accounts. + Develops and implements plans to meet office sales goals. + Facilitates sales promotion activities...that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8) required.… more
Related Job Searches:
National Sales Series 7,
Sales,
Sales Series 7,
Series,
Series 7 Institutional Sales