- Raymond James Financial, Inc. (Memphis, TN)
- …Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority ... Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- PNC (Chicago, IL)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... with insurance **Job Description** + Responsible for a team sales professionals to drive sales activities and...Required Certification(s) **Licenses** Public Finance & Healthcare - SIE, Series 52 & 63 (79 optional) within 180 days… more
- PNC (Strongsville, OH)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... the company's success. As a Capital Markets Associate - Sales (F) within PNC's Capital Markets organization, you can...enhancements. Compliance and/or audit experience. Finra licenses required: SIE, Series 7 and 63. Required with 90 days of… more
- PNC (Austin, TX)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... and financial reporting. * Works strategically with bankers, underwriting syndicate, sales team, relationship managers, traders and other internal service partners… more
- Siebert Williams Shank (New York, NY)
- …to build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established book of ... & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that provides investment… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority ... accounts. + Develops and implements plans to meet office sales goals. + Facilitates sales promotion activities...that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8) required.… more
- VaynerMedia (New York, NY)
- …email marketing programs at scale, including behavioral triggers, lifecycle series , sales promotions, customer engagement, retention, and transactional ... emails. + Crafts compelling and brand-aligned copy for CRM campaigns, including email and SMS promotional and transactional campaigns + Leverage past performance data to strategically craft and manage CRM content calendars, ensuring optimized timing,… more
- Bank of America (Fort Worth, TX)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Fort-Worth/Consumer-Investments Investment-Specialist-Trainee--Obtain-SIE- Series -7-66-\_25029611) **Job Description:** At Bank of America, we are… more
- Equitable (Milwaukee, WI)
- Branch Compliance Analyst (Hybrid) Willing to Obtain Series 24 ( 250000A0 ) **Primary Location** : UNITED STATES-WI-Milwaukee **Organization** : Equitable ... including but not limited to: + Responsible for ensuring sales practices, account documentation, and books and records comply...+ 1 Years experience in Compliance roles + FINRA Series 7, 65 or 66 registrations + FINRA … more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Lincoln/National-Financial-Solutions-Advisor-I--Lincoln--RI Series -7-Required-\_25016218-1) **Job Description:** At Bank of America, we're creating… more
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