• Senior Specialist , SEC

    Charles Schwab (Lone Tree, CO)
    …required - public accounting experience a plus. + Direct recent experience with SEC reporting and preparation of financial statements and footnotes ... of public companies. + Current understanding of US GAAP, financial reporting principles, and SEC regulatory requirements. + Relevant broker/dealer, banking,… more
    Charles Schwab (09/19/25)
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  • Sr. SEC Financial Reporting

    Robert Half Finance & Accounting (Parsippany, NJ)
    …Great opportunity to gain high exposure in this larger organization working directly for the SEC Financial Reporting Manager. Experience with SAP is a plus ... company in Central Morris County is seeking a Sr. Specialist in their SEC Reporting ...exposure in this larger organization working directly for the SEC Financial Reporting Manager. Experience… more
    Robert Half Finance & Accounting (09/06/25)
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  • SEC Compliance Manager/Director

    Robert Half Finance & Accounting (Houston, TX)
    Description Job Title: SEC Reporting & ESG Accounting Specialist (Remote) Location: Remote - Candidates must reside in Central or Eastern Time Zones ... a growing publicly traded company, is seeking an experienced SEC Reporting & ESG Accounting Specialist...+ Advanced proficiency in Microsoft Excel and familiarity with financial reporting systems. + Must reside in… more
    Robert Half Finance & Accounting (09/27/25)
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  • Senior Accountant/Accounting Specialist

    PPL Corporation (Providence, RI)
    …preparing & analyzing financial reports and enhancing internal controls over financial reporting . This is a senior-skill level normally without supervisory ... transactions, financial reports, and internal controls over financial reporting . This is a key contributor...certification + Experience in utility accounting, public accounting and SEC reporting , and a working knowledge of… more
    PPL Corporation (08/19/25)
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  • Financial Advisor Support Specialist

    TD Bank (Greenville, SC)
    …specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Support Specialist acts as a point of client contact ... Financial Advisors (FAs) and their clients. The Financial Advisor Support Specialist supports the FA...Firm policies related to all business activities. (eg OCC, SEC , FINRA etc.) + Ensures all Continuing Education requirements… more
    TD Bank (09/27/25)
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  • Financial Crimes - Transaction Monitoring…

    MUFG (Irving, TX)
    …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...member of our recruitment team will provide more details. Reporting into the one of the team manager under… more
    MUFG (07/30/25)
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  • Capital Markets Compliance Examination…

    CIBC (New York, NY)
    …**What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of the US Compliance ... Investment Banking, Commodities and brokerage operations. + Solid understanding of FINRA, SEC and NYSE rules and regulations + Knowledge of federally recognized… more
    CIBC (09/26/25)
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  • Supervision Management Specialist

    TD Bank (Marlton, NJ)
    …this role. **Line of Business:** TD Wealth **Job Description:** The Supervision Controls Specialist is a FINRA and SEC regulatory supervisory principal role ... TD Wealth Management Services Inc. (TDWMSI). The Supervision Controls Specialist supports the overall department with business-led strategic initiatives, including… more
    TD Bank (09/27/25)
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  • Senior Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    …or a combination of the following: securitization accounting, collateral servicing, financial reporting for securitizations, Regulation AB compliance or daily ... upstream/horizontal/downstream stakeholders such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology,… more
    Wells Fargo (09/27/25)
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  • Foreign Military Assistance Specialist

    Naval Education and Training Command (Pensacola, FL)
    Summary You will serve as a FOREIGN MILITARY ASSISTANCE SPECIALIST in the NETSAFA of NET SEC ASTFLD ACT. Responsibilities You will be responsible for developing ... reimbursement analyst validation, distribution, execution, and performance measurement and reporting related to the various Security Cooperation Education and… more
    Naval Education and Training Command (09/23/25)
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