- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- Albany Medical Center (Albany, NY)
- …Work Shift: Day (United States of America) Salary Range: $133,724.95 - $213,959.93 The Senior Compliance Officer will be responsible for developing and ... adhering to applicable laws, rules and regulations for Albany Medical Center. The Senior Compliance Officer will work closely with the management in order to… more
- Safran (Irving, TX)
- Export-Import Compliance Officer (Remote) **Job details** **General information** **Entity** Safran is an international high-technology group, operating in the ... profile** Legal - Legal and contracts **Job title** Export-Import Compliance Officer (Remote) **Employment type** Permanent **Professional...This is a remote position and reports to the Sr . Counsel, Global Trade & Compliance . **But… more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth**… more
- North Wind Group (Knoxville, TN)
- … (GC/CCO) reports to the Chief Executive Officer and serves as the senior legal and compliance executive providing legal advice and guidance to the ... Lake City, UT., Idaho Falls, ID. Title: General Counsel and Chief Compliance Officer Schedule (FT/PT): Regular Full Time Travel Required: Yes (25-50%) Government… more
- State of Massachusetts (Boston, MA)
- …to employers to deliver program integrity. *What you'd do:* ** The Compliance Officer II,who reports to the Senior Manager of Benefit Operations & Program ... * Compliance Officer II | Department of Family & Medical Leave* The Compliance Officer is responsible for conducting investigations for compliance … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...by providing oversight guidance on various issues. + Timely recognition of issues or concerns requiring escalation. + Assist… more
- Sheridan Memorial Hospital Association (Plentywood, MT)
- Executive Assistant/ Compliance Officer Description: The Executive Assistant / Compliance Officer provides high-level administrative support to the Chief ... Executive Officer (CEO) and senior leadership team, ensuring...projects and financial oversight as needed. Additionally, as a Compliance Officer , this role ensures that the… more
- The Children's Village (Valhalla, NY)
- Position Overview The Compliance Officer oversees administrative and compliance tasks for several programs including The Sanctuary RHY Shelter, Empower House ... House AOBH NYC, and Safe Harbor Community Groups (Yonkers & Children's Center). The compliance officer serves as a liaison with Agency Records and outside… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...production of Annual Compliance Report and related senior officer certifications + Participate in evaluation… more
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