- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight**...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- First Horizon Bank (Naples, FL)
- …The incumbent in this position is also responsible for assisting the BSA/AML Compliance Officer with monitoring significant compliance issues ... of the identified issue and/or weakness is being taken + Assists BSA/AML Compliance Officer with managing regulatory examinations and Internal Audits + Prepares… more
- Santander US (Quincy, MA)
- Sr . FLoD Technology/Privacy Compliance Risk Officer Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... to Talk to You!** The Difference You Make: The ** Sr . FLoD Technology/Privacy Compliance Risk Officer...the First Line of Defense (FLoD) is responsible for monitoring , assessing, and enforcing compliance with technology-related… more
- Bank of America (Denver, CO)
- Sr . Credit Products Officer -Dealer Financial Services Scottsdale, Arizona;Seattle, Washington; Newport Beach, California; Dallas, Texas; Denver, Colorado **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/SCOTTSDALE/ Sr -Credit-Products- Officer -Dealer-Financial-Services\_25026897-1) **Job Description:** At Bank of America,… more
- Lamar University (Beaumont, TX)
- …a safe and respectful campus environment. In addition to conduct oversight, the Senior Officer develops and implements campus-wide education efforts focused on ... Position Information Posting Number 20113129 Position Title Sr . Conduct & Education Officer FTE...to manage sensitive situations with professionalism and discretion. The Senior Officer also plays a key role… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk Management ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- KeyBank (Atlanta, GA)
- …Amherst, New York 14226 **This role can be filled as either a Lead Closing Officer or Senior Closing Officer .** **_Qualified candidates must reside near one ... office 1-3 days per week in a hybrid capacity._** ** Senior Closing Officer ** **ABOUT THE JOB (JOB...process; and (d) be responsible for some continued post-closing monitoring . The product types that the Closing Officer… more
- Citigroup (New Castle, DE)
- …and other control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading effective oversight and ... function and impacting external third-party suppliers. The Operational Risk Senior Officer performs the role through proactive...Team(s) - Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk… more
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