- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: ... decisions yet communicate and escalate issues as appropriate to senior leadership. + Partner effectively with investment ...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance +… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Investment Risk Compliance Manager plays a critical role in independently measuring, ... by providing credible challenge, identifying emerging issues, and escalating concerns to senior management when necessary. Working within the Compliance Risk… more
- T. Rowe Price (Baltimore, MD)
- …data changes on the rule library and manages projects assigned by the Lead Manager and/or the Investment Compliance management team. Responsibilities + ... difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by… more
- T. Rowe Price (Owings Mills, MD)
- …that matter to you . About this Position We are seeking an adaptable and innovative tax senior manager to join our Investment Tax team. You will join a team ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...and automate tax operational tasks. Role Summary Works with senior management to ensure compliance with tax… more
- Citizens (Tarrytown, NY)
- …expertise, and research, while intimately focusing on each client's unique circumstances. The Investment Operations Sr . Manager will be responsible for ... opening, closing and maintenance, settlements, fee processing, etc.. + Partner with Sr . Leaders and Risk to lead the preparation activities and information gathering… more
- TD Bank (New York, NY)
- …is desirable. + Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and support to business ... more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director,...to 7 years of knowledge and experience in FCRM compliance , preferably within the investment banking division… more
- Neuberger Berman (Chicago, IL)
- …Berman:** Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager with c. $508 billion in assets under management ... ._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- TD Bank (Greenville, SC)
- …solutions that align with the Bank's broader financial goals. **Job Summary:** The Sr Manager Treasury Strategy oversees and leads a large and/or highly ... senior roles within treasury, finance, or risk management, such as: Treasury Manager /Director, Head of Liquidity Risk, Senior ALM or FTP roles, Capital… more
- PNC (Pittsburgh, PA)
- …respected, valued and have an opportunity to contribute to the company's success. As a Compliance Program Manager Sr within PNC's Enterprise Compliance - ... the identified risks to business partners. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as… more
- Capital One (Mclean, VA)
- …**The Role:** Community Finance is seeking a strategically oriented and energetic Senior Manager RM with demonstrated experience driving innovation, impact and ... Sr . Manager , CDFI Relationship Manager...enrich lives. Our teams include Communications, Community Impact and Investment , Community Finance, CRA Strategy and Program Management, the… more
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