- AON (New York, NY)
- Account Executive/ Broker II - New York (hybrid) Provide detailed support to Senior Vice-President/Practice Leaders on complex Professional Liability, Employment ... up the firm orders to various insurance companies, ensuring that coverage is bound prior to the effective date, and responding to client requests and inquiries. +… more
- Aflac (Los Angeles, CA)
- …job-related experience within the insurance industry. + Strong knowledge of the Broker market and Aflac products and processes. Or an equivalent combination of ... ensure customer experience expectations are met and exceeded. * Coordinates with Premier Broker team to solve escalations for brokers and/or clients that may arise;… more
- Truist (Charlotte, NC)
- …Role is responsible for providing legal and regulatory advice to retail broker -dealer and investment adviser affiliates related to the regulation of securities ... advice relating to all ongoing activities of Truist Bank's affiliated retail broker -dealer, registered investment adviser and insurance agency. 2. Provide counsel to… more
- Charles Schwab (Westlake, TX)
- …financial services industry, ideally in a regulatory compliance role at a regulated Broker Dealer, FCM, FDM, exchange or regulatory agency. + Prior experience ... and examinations in the financial services industry. + Knowledge of broker -dealer and investment advisor industry regulatory practices and securities rules. +… more
- AON (Irvine, CA)
- …organization of the entire testing process. + Performs the system demo with the client/ broker prior to enrollment start date + Builds Training curriculum and ... a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at...testing process. + Performs the system demo with the client/ broker prior to enrollment start date +… more
- CoStar Realty Information, Inc. (Chicago, IL)
- …Homes.com membership while ensuring the delivery of exceptional service to our key broker clients at every organizational level. You will develop a plan to deploy ... the field sales team to partner broker sales offices and events. To be successful, you...or College + A track record of commitment to prior employers **Preferred Qualifications** + Possess a thorough understanding… more
- SMBC (Jersey City, NJ)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... of the Compliance Monitoring and Testing team to perform testing of its broker /dealer (SMBC Nikko Securities America, INC). The Vice President is responsible for… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... have. * 7+ years of related work experience * Prior people leader experience preferred * Deep expertise in...finance and knowledge of liquidity risk management at a broker dealer. * Regulatory financial reporting, and experience in… more
- CVS Health (Austin, TX)
- …critical thinking, time management, and organizational skills. **Preferred Qualifications** - Prior Broker and Client Communications experience. - Self-funded ... Responsibilities include: - Develops and maintains working relationship with client and broker contacts to ensure renewal of case and retention. - Works to… more
- Applied Materials (Austin, TX)
- …in using SAP GTS. Certified Export Specialist, CUSECO or Licensed Customs Broker preferred. Prior experience managing a mid-to-large sized team preferred. ... Office, SAP GTS Certifications: Certified Export Specialist, CUSECO or Licensed Customs Broker preferred. Languages: English Years of Experience: 10 - 15 Years \#LI… more