- Charles Schwab (Westlake, TX)
- …they can help themselves, and our clients, create a better future. Retail Supervision and Risk Management (RSRM) is an independent group responsible for providing ... supervisory support through direct supervision , escalation, oversight, analysis, and supervisory risk assessments, to...risk assessments, to Schwab's Investor Services (retail) group. Retail Supervision and Risk Management's vision is to be a… more
- US Courts (Brooklyn, NY)
- …provide community safety, conduct objective investigations, supervise persons under supervision , interact with outside agencies and community members, and prepare ... to the court. Responsibilities US Probation Officers in the Supervision Division monitor persons under supervision to...in the Supervision Division monitor persons under supervision to maximize adherence to imposed conditions, reduce risks… more
- Vanguard (Malvern, PA)
- OverviewWe're seeking a strategic forward-thinking Head of Supervision to lead the Personal Investor Supervisory Controls, Governance and Surveillance agenda within ... will be responsible for: + Advancing a risk-intelligent and tech- enabled supervision model, including call and activity surveillance, supported by automation and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …at Raymond James after graduation. **Department Overview** Raymond James Supervision supports business units by managing activity/account review, product oversight, ... escalation/approvals and governance. Supervision partners closely with the business to proactively manage...manage risk and develop appropriate review processes. Positions in Supervision cover a wide range of roles such as… more
- TD Bank (Greenville, SC)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with ... and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- State of Arkansas (North Little Rock, AR)
- COMMUNITY SUPERVISION OFFICER I Date: Sep 2, 2025 Req ID: 52537 Location: North Little Rock, AR, US, 72114 Category: DEPT OF COMMUNITY CORRECTION Anticipated ... Information Job Series:Community Law Enforcement - Career Path Classification:Community Supervision Officer I Class Code:SCL02P Pay Grade:LES02 Salary Range:$50,845… more
- University of Colorado (Colorado Springs, CO)
- Lecturer - Traditional Supervision in Teaching and Learning (Pool) - 36850 Faculty **Description** **Lecturer - Traditional Supervision in Teaching and ... engagement and is actively seeking a **Lecturer of Traditional Supervision in Teaching and Learning** , to join our...and student success. **Salary:** Generally $1,000 per credit hour. Supervision courses are 3, 6, or 12 credits. … more
- Santander US (Boston, MA)
- Associate, Investment Supervision Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... Want to Talk to You!** **The Difference You Make:** The Associate, Investment Supervision key purpose is to identify, evaluate, and document trades for suitability… more
- New York State Civil Service (Albany, NY)
- …Agency Financial Services, Department of Title Deputy Superintendent for Bank Supervision , NS Occupational Category Administrative or General Management Salary Grade ... is seeking candidates for the position of Deputy Superintendent for Bank Supervision in the Banking Division. Reporting to the Senior Deputy Superintendent for… more
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