- TD Bank (Cherry Hill, NJ)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Team Lead is a FINRA and SEC regulatory supervisory principal position ... and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Department performs essential trade surveillance and electronic communications monitoring… more
- Raymond James Financial, Inc. (Southfield, MI)
- …with outside regulatory requirements and internal policies. Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized ... social media space. Effectively and professionally coordinate with senior members of Supervision , other managers, our Marketing Department, and advisors in order to… more
- Raymond James Financial, Inc. (Southfield, MI)
- **Job Description** **Job Summary:** Raymond James is hiring a Supervision Advisor to review and analyze various communication reviews and content to ensure ... Financial Advisor teams by providing expertise with financial services related supervision and compliance issues. * Have confidence in making recommendations based… more
- Raymond James Financial, Inc. (Southfield, MI)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- State of Georgia (Gwinnett County, GA)
- Community Supervision Ofc 1 Georgia - Gwinnett - Lawrenceville (https://careers.georgia.gov/jobs/67575/other-jobs-matching/location-only) Hot ... (https://careers.georgia.gov/landingpages/law-enforcement-opportunities-at-team-georgia-3) Law Enforcement Community Supervision , Department of - DCS Apr 28, 2025 Post… more
- Raymond James Financial, Inc. (Southfield, MI)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals, and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- State of Arkansas (Fayetteville, AR)
- COMMUNITY SUPERVISION OFFICER I Date: Jul 8, 2025 Req ID: 50750 Location: Fayetteville, AR, US, 72701 Category: DEPT OF COMMUNITY CORRECTION Anticipated Starting ... Information Job Series:Community Law Enforcement - Career Path Classification:Community Supervision Officer I Class Code:SCL02P Pay Grade:LES02 Salary Range:$50,845… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of the firm's ... James policies and procedures. The Senior Manager - COI Supervision reports directly to the Director - COI ...Supervision reports directly to the Director - COI Supervision . The leader must have strong problem-solving and decision-making… more
- KeyBank (Brooklyn, OH)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Central Supervision Group (CSG) represents the Office of Supervisory Jurisdiction for Key Investment ... Services LLC. The Senior Associate-Central Supervision Principal reports to the Head of CSG and...on behalf of the bank channel broker-dealer. The Central Supervision Principal is responsible for the principal supervision… more
- University of Colorado (Colorado Springs, CO)
- Lecturer - Traditional Supervision in Teaching and Learning (Pool) - 36850 Faculty **Description** **Lecturer - Traditional Supervision in Teaching and ... engagement and is actively seeking a **Lecturer of Traditional Supervision in Teaching and Learning** , to join our...and student success. **Salary:** Generally $1,000 per credit hour. Supervision courses are 3, 6, or 12 credits. … more
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