• Central Supervision Team Lead

    TD Bank (Cherry Hill, NJ)
    …for this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Team Lead is a FINRA and SEC regulatory supervisory principal position ... and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Department performs essential trade surveillance and electronic communications monitoring… more
    TD Bank (06/26/25)
    - Related Jobs
  • Manager, Supervision - Advertising Review

    Raymond James Financial, Inc. (Southfield, MI)
    …with outside regulatory requirements and internal policies. Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized ... social media space. Effectively and professionally coordinate with senior members of Supervision , other managers, our Marketing Department, and advisors in order to… more
    Raymond James Financial, Inc. (06/25/25)
    - Related Jobs
  • Advisor, Supervision (Advertising…

    Raymond James Financial, Inc. (Southfield, MI)
    **Job Description** **Job Summary:** Raymond James is hiring a Supervision Advisor to review and analyze various communication reviews and content to ensure ... Financial Advisor teams by providing expertise with financial services related supervision and compliance issues. * Have confidence in making recommendations based… more
    Raymond James Financial, Inc. (06/04/25)
    - Related Jobs
  • Senior Advisor, Conflicts of Interest…

    Raymond James Financial, Inc. (Southfield, MI)
    …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
    Raymond James Financial, Inc. (07/09/25)
    - Related Jobs
  • Community Supervision Ofc 1

    State of Georgia (Gwinnett County, GA)
    Community Supervision Ofc 1 Georgia - Gwinnett - Lawrenceville (https://careers.georgia.gov/jobs/67575/other-jobs-matching/location-only) Hot ... (https://careers.georgia.gov/landingpages/law-enforcement-opportunities-at-team-georgia-3) Law Enforcement Community Supervision , Department of - DCS Apr 28, 2025 Post… more
    State of Georgia (04/28/25)
    - Related Jobs
  • Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (Southfield, MI)
    …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals, and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
    Raymond James Financial, Inc. (07/09/25)
    - Related Jobs
  • Community Supervision Officer I

    State of Arkansas (Fayetteville, AR)
    COMMUNITY SUPERVISION OFFICER I Date: Jul 8, 2025 Req ID: 50750 Location: Fayetteville, AR, US, 72701 Category: DEPT OF COMMUNITY CORRECTION Anticipated Starting ... Information Job Series:Community Law Enforcement - Career Path Classification:Community Supervision Officer I Class Code:SCL02P Pay Grade:LES02 Salary Range:$50,845… more
    State of Arkansas (07/09/25)
    - Related Jobs
  • Senior Manager, Supervision Conflicts…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of the firm's ... James policies and procedures. The Senior Manager - COI Supervision reports directly to the Director - COI ...Supervision reports directly to the Director - COI Supervision . The leader must have strong problem-solving and decision-making… more
    Raymond James Financial, Inc. (06/21/25)
    - Related Jobs
  • Central Supervision Principal

    KeyBank (Brooklyn, OH)
    **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Central Supervision Group (CSG) represents the Office of Supervisory Jurisdiction for Key Investment ... Services LLC. The Senior Associate-Central Supervision Principal reports to the Head of CSG and...on behalf of the bank channel broker-dealer. The Central Supervision Principal is responsible for the principal supervision more
    KeyBank (06/20/25)
    - Related Jobs
  • Lecturer - Traditional Supervision

    University of Colorado (Colorado Springs, CO)
    Lecturer - Traditional Supervision in Teaching and Learning (Pool) - 36850 Faculty **Description** **Lecturer - Traditional Supervision in Teaching and ... engagement and is actively seeking a **Lecturer of Traditional Supervision in Teaching and Learning** , to join our...and student success. **Salary:** Generally $1,000 per credit hour. Supervision courses are 3, 6, or 12 credits. … more
    University of Colorado (05/23/25)
    - Related Jobs