- Bank of America (Albuquerque, NM)
- Merrill Market Supervision Manager Albuquerque, New Mexico **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend ... Division Supervision Executive informed on significant matters. The **Market Supervision Manager ** (MSM) is a member of the Market Leadership Team, along… more
- Bank of America (Westlake Village, CA)
- Merrill Market Supervision Manager Westlake Village, California **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... Division Supervision Executive informed on significant matters. The **Market Supervision Manager ** (MSM) is a member of the Market Leadership Team, along… more
- Bank of America (Northbrook, IL)
- Market Supervision Manager - Northbrook, IL Northbrook, Illinois **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... Qualifications:** + Bachelor's degree or equivalent work experience + Market Supervision Manager experience, or completion of Merrill's Office Management… more
- Bank of America (Atlanta, GA)
- Merrill Market Supervision Manager - Greater Atlanta Atlanta, Georgia **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... Qualifications:** + Bachelor's degree or equivalent work experience + Market Supervision Manager experience, or completion of Merrill's Office Management… more
- TD Bank (Boston, MA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Market Supervision Manager partners closely with the Wealth Market Leader(s) and will ... supported WML(s) + Ensures timely and effective response to Compliance, Central Supervision and Audit, Compliance or other Reviews + Ensures timely completions of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of ... regulations as well as Raymond James policies and procedures. The Senior Manager - COI Supervision reports directly to the Director - COI Supervision . The… more
- Raymond James Financial, Inc. (CO)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (Southfield, MI)
- …with outside regulatory requirements and internal policies. Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized ... social media space. Effectively and professionally coordinate with senior members of Supervision , other managers, our Marketing Department, and advisors in order to… more
- TD Bank (Cherry Hill, NJ)
- …established SLAs and maintaining appropriate staffing levels + Calibrates the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system to ... and dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager automated surveillance system and escalates matters to… more
- Advantage SCI (Tampa, FL)
- …the Intelligence Community, Department of Defense, or military service, performing supervision , manager , or site lead functions; including performance evaluation ... Job Descriptions: Advantage SCI is seeking an Entry-level Project Manager supporting the United States Central Command (USCENTCOM) Directorate of Intelligence (J2)… more
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