- Bank of America (Chicago, IL)
- Merrill Market Supervision Manager Chicago, Illinois **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... Division Supervision Executive informed on significant matters. The **Market Supervision Manager ** (MSM) is a member of the Market Leadership Team, along… more
- Bank of America (Scottsdale, AZ)
- Merrill Market Supervision Manager Scottsdale, Arizona **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend ... Division Supervision Executive informed on significant matters. The **Market Supervision Manager ** (MSM) is a member of the Market Leadership Team, along… more
- Bank of America (Atlanta, GA)
- Merrill Market Supervision Manager - Greater Atlanta Atlanta, Georgia **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... Qualifications:** + Bachelor's degree or equivalent work experience + Market Supervision Manager experience, or completion of Merrill's Office Management… more
- TD Bank (Marlton, NJ)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Market Supervision Manager partners closely with the Wealth Market Leader(s) and will ... supported WML(s) + Ensures timely and effective response to Compliance, Central Supervision and Audit, Compliance or other Reviews + Ensures timely completions of… more
- TD Bank (Manchester, NH)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Market Supervision Manager partners closely with the Wealth Market Leader(s) and will ... supported WML(s) + Ensures timely and effective response to Compliance, Central Supervision and Audit, Compliance or other Reviews + Ensures timely completions of… more
- Raymond James Financial, Inc. (Denver, CO)
- **Essential Duties and Responsibilities** + Responsible for supervision oversight and ensuring adherence to firm and regulatory policies and procedures. + Perform ... not currently staffed with a licensed and qualified branch manager by serving as the designated manager ...a fast-paced work environment. + Working independently, under minimal supervision . **Ability to** + Handle stressful situations and lead… more
- TD Bank (Greenville, SC)
- …and dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates ... Office software, experience in platform systems preferred (ie, Global Relay, FIS Supervision Compliance Manager , Smarsh, Sprinklr, etc.) + Ability to communicate… more
- Raymond James Financial, Inc. (Denver, CO)
- …federal). + Understanding of suitability and compliance issues related to branch manager /FA activity and retail operations. + Familiarity with Raymond James systems, ... + Independently manage multiple projects and tasks with minimal supervision ; organize, prioritize, and track assignments efficiently. + Communicate effectively… more
- LA Care Health Plan (Los Angeles, CA)
- …from initial concept to implementation stage, with moderate guidance and supervision from manager . Stakeholder Engagement: Initiate engagement of existing ... are properly assessed, analyzed and resolved, with moderate guidance and supervision from manager . Relationship building: Maintain strong positive working… more
- Advantage SCI (Tampa, FL)
- …the Intelligence Community, Department of Defense, or military service, performing supervision , manager , or site lead functions; including performance evaluation ... Job Descriptions: Advantage SCI is seeking an Entry-level Project Manager supporting the United States Central Command (USCENTCOM) Directorate of Intelligence (J2)… more
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