- Scotiabank (Dallas, TX)
- Director, Global Sanctions Exam Management , Regulatory and Emerging Risks **Requisition ID:** 244379 **Salary Range:** 157,700.00 - 264,200.00 _Please note ... are agile to meet the ever-evolving sanctions risks. **What You'll Do** The Sanctions Exam Management & Regulatory Emerging Risks Director oversees the… more
- Truist (Charlotte, NC)
- …Committee, as well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management . 11. Assist in thematic review of issues ... (United States of America) **Please review the following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting… more
- American Express (New York, NY)
- …BUs through regular communication * Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... of our company's payment network. The people, processes, and technology that support this vital function are evolving to...risk procedures and standards o Facilitating the operational risk exam management processes * Experience in financial… more
- M&T Bank (Bridgeport, CT)
- …accuracy and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and ... of all technology capabilities. + Develop and execute sophisticated risk management framework and programs that informs how to align practices with business… more
- TD Bank (New York, NY)
- … Management : Work with the Head of Surveillance Initiatives and Portfolio Management , DDI, technology and key stakeholders (eg, Trade Surveillance Leads, and ... initiatives, new surveillance deployments, and surveillance enhancements. + Issues Management : Track and manage Regulatory and Audit Findings related… more
- Berkshire Bank (Boston, MA)
- …Asset Management will develop, strengthen, and maintain the compliance and regulatory processes for the Asset Management division. This position will provide ... also responsible for understanding and advising on the securities industry, investment management , regulatory rules, product suitability, and firm policies and… more
- Truist (Charlotte, NC)
- …implement and document remediation. + Support the business for all audit and regulatory exam engagements. + Communicate with assigned business unit's leadership ... description:** The Business Unit Risk Team Lead engages with Technology Business Unit leadership in its management ...support and oversight for change activities (both business and regulatory change). + Provide oversight and support for open… more
- City National Bank (New York, NY)
- …tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental initiatives and other ... MANAGER I - Technology * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective oversight of the … more
- Regions Bank (Hoover, AL)
- …ensure clear accountability and alignment in risk activities + Provides regulatory exam and audit support for Technology , Digital and Data & Analytics ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...leading a team of first line of defense risk management experts that advise Technology , Operations, Digital… more
- Regions Bank (Atlanta, GA)
- …+ Identifies, monitors, and report risks that are emerging for TODD + Provides regulatory exam and audit support for partners within the TODD organization + ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more