- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing , regulatory examination, audit, or risk management. + Exposure ... to regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information… more
- KeyBank (Brooklyn, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously on… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- Citizens (Johnston, RI)
- Description Primary responsibilities include The Compliance Officer - FCRA Tradeline Testing and Remediation is responsible for: * Perform monthly tradeline ... testing actives on all consumer products, ensuring discrepancies are...Collection Managers, and Fraud managers to monitor regulatory and compliance risks. * Maintain a clear understanding of current… more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep… more
- First Horizon Bank (Memphis, TN)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred.… more
- BMO Financial Group (Chicago, IL)
- …and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating ... stakeholders and trust with regulators. + Analyzes and reports compliance information and testing outcomes to ...+ Analyzes and reports compliance information and testing outcomes to Compliance and business/group management,… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- KeyBank (Amherst, NY)
- … compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and ... in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements… more
- State of Colorado (Denver, CO)
- Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056701) Apply Serve CO Deputy Finance and ... Compliance Officer Salary $58,000.00 - $68,000.00 Annually...including completing the application process, interviewing, completing any pre-employment testing , participating in the employee selection process, and/or to… more
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