- Zions Bancorporation (Salt Lake City, UT)
- …the talent; we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & ... divisions of Zions Bancorporation. A position as a MLW Risk and Compliance Testing Officer will provide unique opportunities to collaborate across divisions… more
- MUFG (Irving, TX)
- …day. A member of our recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory ... Compliance Risk Management function. This position executes a compliance testing program designed to meet heightening...& Trading business units with focus on the Markets Compliance program. The Compliance Officer … more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing , regulatory examination, audit, or risk management. + Exposure ... to regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information… more
- KeyBank (Buffalo, NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously on… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant… more
- BMO Financial Group (Chicago, IL)
- …and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating ... stakeholders and trust with regulators. + Analyzes and reports compliance information and testing outcomes to ...+ Analyzes and reports compliance information and testing outcomes to Compliance and business/group management,… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- Citigroup (O'Fallon, MO)
- …Assistant Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent ... strong emphasis on analytical thinking, the use of data analytics in compliance testing , and the ability to investigate deeply and drive meaningful results.… more
- KeyBank (Brooklyn, OH)
- … compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and ... in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements… more
- Bloomberg (New York, NY)
- Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & ... **What's The Role?** As a Risk Assurance and Controls Testing Officer on our RATO team, you...+ Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk … more
Related Job Searches:
Compliance,
Compliance Officer,
Compliance Officer Testing Hybrid,
Compliance Officer Testing Remote,
Compliance Testing Officer Markets,
Compliance Testing Officer VP,
Compliance Testing Officer Wealth,
Compliance Testing Sr Officer,
Officer,
Testing