- TD Bank (New York, NY)
- …Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- NextEra Energy (Juno Beach, FL)
- **Sr. Compliance Analyst - Energy Mktg** **Date:** Sep 2, 2025 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 89715 ... fast-paced energy industry, join our team today. **Position Specific Description** Support the compliance team and Director Trade Compliance with the… more
- Robert Half Finance & Accounting (Boston, MA)
- Description Our client is a boutique Wealth Management firm looking to bring onboard a Compliance Analyst . The role is in Boston, mostly in office. This role ... annual supervisory controls testing, review and approve advertising, sales literature, trade corrections, and other compliance matters, while investigating… more
- Janus Henderson Investors (Denver, CO)
- …with the compliance monitoring plan. + Conduct thorough investigations of trade and communication surveillance alerts. + Liaise with key stakeholders to ... be responsible for a schedule of regular compliance testing and monitoring reviews in accordance...with complexity and ambiguity Nice to have skills + Trade Surveillance /monitoring related experience within an… more
- TD Bank (Charlotte, NC)
- …Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications ... dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates… more
- SMBC (Jersey City, NJ)
- …(FIU) Analyst is responsible for the completion of more complex day-to-day compliance efforts related to transaction surveillance or the quality control of ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...in accordance with AML policy and procedures. The FIU Analyst may also be a subject matter expert and… more
- Sandia National Laboratories (Albuquerque, NM)
- …Systems Organization (5373) is seeking a motivated radio frequency (RF) signal processing analyst to join their team. This position focuses on design, analysis, and ... systems. Key Responsibilities: + Perform analysis, high-level systems design, trade -off studies, and requirements definition for radar, communications and… more
- AeroVironment (Simi Valley, CA)
- **Worker Type** Regular **Job Description** **Summary** Sales Operations Analyst III serves as a strategic partner to Sales, Contracts, Proposals, and Finance by ... needed in support of BD activities, department objectives and compliance + Has a critical impact on the sales...personnel in own area of expertise + Travel to trade shows to assist Business Development (BD) team in… more
- NANA Regional Corporation (Suffolk, VA)
- …development of EH&S programs and projects. Ensures that the company maintains compliance with all applicable Federal, State, and local regulations. Promotes a total ... representative as required. Safety walks of the work site(s) ensure company compliance with environmental, health and safety hazards. + Conducts daily inspections of… more
Recent Jobs
-
Real Estate Quality Control Analyst
- JobTarget (Yuba City, CA)
-
Quality Systems Lead
- Legend Biotech USA, Inc. (Raritan, NJ)
-
Sr Director, Assistant Corporate Controller
- Repligen (Waltham, MA)
-
Senior Oncology Account Manager- Colorado
- Genmab (NJ)
Related Job Searches:
Analyst,
Compliance,
Compliance Analyst,
Surveillance,
Surveillance Analyst,
Trade,
Trade Surveillance,
Trade Surveillance Analyst