- TD Bank (New York, NY)
- …for an Associate candidate (Senior Compliance Officer) to join the new Trade Surveillance team. Preferred 3-5 years of experience in trade ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- PowerToFly (New York, NY)
- …is seeking an Analyst or Associate to join its US Portfolio Surveillance /Investment Compliance team within the COO office. The successful candidate will ... The Role: Morgan Stanley Investment Management is currently recruiting for an analyst or associate within the US Portfolio Surveillance Team. Main duties are a… more
- Peraton (Washington, DC)
- …degree and 8 years of experience; or Masters degree and 6 years; or Associate 's degree and 10 years experience; or HS diploma/equivalent and 12 years experience. ... and version control tools (Git, SVN, etc.). Familiarity with federal compliance frameworks (NIST RMF, FISMA, FedRAMP). Strong background in networked systems… more
- TD Bank (New York, NY)
- …or progressive work experience + 5-7 Years of related experience working with FX products in Compliance trade surveillance , trade settlements, or a in a ... The TDS US Compliance team is looking for an Associate -level candidate to join the FX Trade Surveillance team. Preferred 3-5 years of experience in … more
- TD Bank (New York, NY)
- …enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and ... team is seeking a Senior Compliance Officer ( Associate -level) to join the Surveillance Data Quality...will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
- Santander US (Boston, MA)
- …industry regulations. Will reviews new accounts, trade activity and daily trade blotters. The Associate , Investment Supervision will work directly with ... Associate , Investment Supervision Country: United States of America...the established procedure, and ensure timely closure of identified surveillance issues * Works with Compliance , Operations… more
- Lowe's (Voorhees, NJ)
- …and promptly communicates them to management and/or Asset Protection + Ensures compliance with housekeeping standards and programs (eg, Zone Recovery) to maintain ... Zebra phone, telephone, paging system, copiers, fax machines, computers, CCTV surveillance system, key cutter, panel saw, paint mixer, flooring cutters, compacter… more
- Lowe's (Shakopee, MN)
- …and promptly communicates them to management and/or Asset Protection. + Ensure compliance with housekeeping standards and programs (eg, Zone Recovery) to maintain ... Zebra phone, telephone, paging system, copiers, fax machines, computers, CCTV surveillance system, key cutter, panel saw, paint mixer, flooring cutters, compacter… more
- New York State Civil Service (Binghamton, NY)
- …used in setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper classification of work;* ... Four years of qualifying experience* or investigative experience ; OR an Associate 's degree and two years of qualifying experience* or investigative experience ;… more
- Sierra Nevada Company, LLC (Plano, TX)
- The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a leader in ISR and aviation, it is a leading prime manned and ... systems. Its end-to-end Command, Control, Computers, Communications and Intelligence, Surveillance & Reconnaissance (C4ISR) capabilities encompass design, integration, test,… more
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