- US Bank (Minneapolis, MN)
- …adviser and sub-advisers. This position also will primarily assist with Portfolio and Trading Compliance and the overall daily monitoring of trade activity. This ... and controls. **_Major Responsibilities:_** Assist the Director of Portfolio and Trading Compliance (" Compliance Director") with the compliance program… more
- Citigroup (New York, NY)
- …Asset classes, Technology and Risk groups within the ETRM team to assess the E- Trading Businesses' compliance with the E- Trading Policy, providing guidance ... on best practice to achieve compliance with the E- Trading Risk Management Framework. Key responsibilities include: + Maintain rigorous 2LOD challenge to help… more
- Pilot Company (Houston, TX)
- …commercial assumptions around budgeted goals 9. Ensure all activities in Commercial Trading are in compliance with rules, regulations, policies, and procedures. ... goals and processes. Responsible for ensuring all activities are in compliance with rules, regulations, policies, and procedures **Essential Functions** 1. Ensure,… more
- ExxonMobil (Spring, TX)
- …* Compliance experience in futures, financial and physical commodities trading * Working knowledge of commodity regulations/reporting * Experience with risk ... in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for... activities associated with ExxonMobil's gas, crude and products trading activities. In this role, you will be responsible… more
- Bank of America (Houston, TX)
- …activities, while sharing knowledge of the current market environment + Performs trading activities in compliance with federal regulations, industry standards, ... DIR, Power Trading - Structured Transactions Houston, Texas **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend… more
- Scotiabank (New York, NY)
- …in day-to-day activities and decisions. + Manage trading inventories and generate trading revenues in compliance with limits and the bank's risk profile. + ... Director, US Loan Trading **Requisition ID:** 202005 **Salary Range:** 300.000,00 -...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a high… more
- T. Rowe Price (Baltimore, MD)
- …Technology and the Business (Portfolio Management, Trading , Investment & Trading Solutions, Operations, Compliance ) to scope and prioritize projects ... a difference in ways that matter to you . About the Team ETF Trading Solutions manages primary market activity, monitors secondary market trading , and provides… more
- Capco, a Wipro Company (Houston, TX)
- …front and middle office operations + Implement and enhance ETRM systems to support trading , risk management, and compliance activities + Work closely with risk ... the Job:** As an ETRM Project Manager in Power Trading you will have a strong background in Power...project delivery + Identify and mitigate project risks, ensuring compliance with regulatory requirements and internal policies + Provide… more
- NextEra Energy (Juno Beach, FL)
- …accurately reflect the financial position, operating results and cash flows of NEE's trading & marketing activities + Maintain SOX Compliance by ensuring ... **Accountant - Energy Trading ** **Date:** Jul 13, 2025 **Location(s):** Juno Beach,...business units + Prepare financial reports that are in compliance with GAAP and adjusted earnings policies, in a… more
- Citigroup (New York, NY)
- …management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E- Trading business, including preparing ... governance meetings. The role also requires relevant experience in ensuring compliance with E- Trading regulatory requirements, namely MAR (15c3-5), as well… more
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