- Wells Fargo (Charlotte, NC)
- …Business Aligned Compliance Team. This role within the Fixed Income Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who ... inquiries and regulatory initiatives related to the Fixed Income Sales & Trading compliance program. Learn more about the career areas and lines of business at… more
- Wells Fargo (New York, NY)
- …the business aligned compliance functions on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting the following coverage ... inquiries and regulatory initiatives related to the Fixed Income Sales & Trading compliance program + Execute on compliance activities related to the Fixed… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for ... overseeing the management of the broker dealer's compliance risk, and is represented by the Chief ...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- BlackRock (New York, NY)
- …in real time. Our investment software combines risk analytics with portfolio management, trading , compliance , and operations tools on a single platform to power ... informed decision-making, effective risk management, efficient trading , and operational scale. Through Aladdin, the firm offers to clients the same technology and… more
- Citigroup (Getzville, NY)
- …extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant ... + Provide analytic and administrative support to Front Office Sales and Trading on derivatives and securities transactions + Support trade capture management, Front… more
- ExxonMobil (Spring, TX)
- …* Compliance experience in futures, financial and physical commodities trading * Working knowledge of commodity regulations/reporting * Experience with risk ... in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for... activities associated with ExxonMobil's gas, crude and products trading activities. In this role, you will be responsible… more
- BP Americas, Inc. (Chicago, IL)
- …assurance, Mentoring, Negotiating, Shipping/transport, Supply chain management, Trade discipline and compliance , Trading and scheduling operations, Trading ... **Entity:** Supply, Trading & Shipping **Job Family Group:** Supply & Trading Group **Job Description:** **About us** Our purpose is to bring together people,… more
- Bank of America (Houston, TX)
- …activities, while sharing knowledge of the current market environment + Performs trading activities in compliance with federal regulations, industry standards, ... DIR, Power Trading - Structured Transactions Houston, Texas **Job Description:**...This job is responsible for managing risk and developing trading activities with limited direction from senior staff. Key… more
- Scotiabank (New York, NY)
- …in day-to-day activities and decisions. + Manage trading inventories and generate trading revenues in compliance with limits and the bank's risk profile. + ... Director, US Investment Grade Credit Trading **Requisition ID:** 214419 **Salary Range:** 300,000.00 -...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a high… more
- LS Power Development, LLC (New York, NY)
- …streams such as power, ancillaries, and capacity + Formulate risk management and trading strategies + Ensure compliance with strategic objectives and existing ... and divestiture efforts, primarily through the support of asset market and trading activities, analysis of and certifications related to hedging and trading… more
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