• Trade Surveillance

    ManpowerGroup (New York, NY)
    …+ **Prior experience in:** + Trading desks, or product control, compliance or trade surveillance + Reviewing, investigating, and escalating trade ... client, a leading financial institution, is seeking a **Trade Surveillance Consultant** to join their team in New York...ton of exposure by collaborating directly with leaders across compliance , tech, and trading . You will work… more
    ManpowerGroup (07/01/25)
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  • Trading Regulatory and Compliance

    ExxonMobil (Spring, TX)
    …monitoring and surveillance techniques based on changes to the business's trading activity and/or the latest rules and regulations * Ensure existing requirements ... * Compliance experience in futures, financial and physical commodities trading * Working knowledge of commodity regulations/reporting * Experience with risk… more
    ExxonMobil (08/07/25)
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  • Trading Systems Analyst

    Motion Recruitment Partners (New York, NY)
    …documentation is ideal. **What You Will Be Doing** * Use hands-on experience with trading systems to support the operations, compliance , and governance of the ... Trading Systems Analyst New York, NY **Hybrid** Contract...* Assist in providing support services related to supervisory, compliance , surveillance , recordkeeping, and reporting obligations. *… more
    Motion Recruitment Partners (08/08/25)
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  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engage with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance more
    TD Bank (07/22/25)
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  • VP, Quantitative Analyst-Developer, Electronic…

    Raymond James Financial, Inc. (New York, NY)
    …and implements added execution algos and enhancements for Raymond James electronic trading business. + Analyzes and provides quantitative analysis of Raymond James ... sources. + Creates back-testing models to evaluate and optimize the firm's trading strategies. + Initiates and maintains excellent working rapport with business… more
    Raymond James Financial, Inc. (08/08/25)
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  • Front Office Trade Surveillance VP

    Truist (Atlanta, GA)
    …to review alerts and investigate potential compliance issues. 2. Performs surveillance of trading activities to identify potential instances of market ... job description:** An independent team within CIB - Sales, Trading and Research that supports the Surveillance ...Surveillance program within CIB. The team performs trade surveillance activities, working with traders, compliance , and… more
    Truist (06/14/25)
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  • Surveillance Officer (VP) - Control Room

    Citigroup (Jersey City, NJ)
    …/Control related portfolios including trade surveillance , e-communications and voice surveillance , employee trading , outside activities surveillance , and ... requirements on a transaction-specific basis. + Liaise with other legal and compliance groups to address information barrier issues, trading in equities… more
    Citigroup (07/23/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …detect anomalies in surveillance data. + Cross-Functional Leadership: Partner with Compliance , Risk, Trading , and Technology teams to optimize data workflows ... bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD… more
    TD Bank (06/07/25)
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  • Manager, Trade Surveillance - Quality…

    TD Bank (New York, NY)
    …and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance more
    TD Bank (05/22/25)
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  • AML Surveillance

    Mizuho Corporate Bank (New York, NY)
    The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, ... activities and transactions at Mizuho, ensuring timely reporting to the AML Compliance Manager. This role also involves reviewing AML cases, conducting research,… more
    Mizuho Corporate Bank (07/23/25)
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