- ExxonMobil (Spring, TX)
- …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required - Keep abreast of upcoming, new and… more
- Capco, a Wipro Company (Chicago, IL)
- …on how to embed AI across core business areas such as risk, compliance , trading , and customer experience. **Generative AI Enablement & Solution Delivery** ... approach, we help our clients successfully innovate, increase revenue, manage risk and regulatory change, reduce costs, and enhance controls. Our teams stay at the… more
- Principal Financial Group (Des Moines, IA)
- …advice on employment laws, contract provisions, and HR regulations. + Serve as a compliance advisor on major business initiatives and projects. + Mentor team ... **What You'll Do** We're seeking a strategic, compliance -minded leader to join our team as an...Deep knowledge of HR practices, employment law, and the regulatory landscape. + Strong analytical, communication, and leadership skills.… more
- HSBC (New York, NY)
- …pending changes + Have conversations with external clients related to complex trading agreement negotiations and regulatory issues impacting the firm's business ... Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...join our Corporate and Institutional Legal team covering markets regulatory , working together with colleagues to define, manage and… more
- JPMorgan Chase (New York, NY)
- …clients, serving as a senior advisor and trusted partner. + Ensure compliance with all regulatory requirements and internal policies, setting the standard ... The Executive Director, High Touch Trading , will lead the strategic direction and execution...Summary:** As an Executive Director for our High Touch Trading team, you will lead the strategic direction and… more
- BMO Financial Group (New York, NY)
- …across the commodities platform. The successful candidate will act as a trusted advisor to trading desks, providing expert guidance on market, credit, ... advisory services to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line risk oversight for the… more
- Raymond James Financial, Inc. (Memphis, TN)
- …appropriate corrective action. + Contacts internal and external customers to resolve trading problems. + Maintains currency in trading policies and procedures. ... rejects on bulk trades for discretionary accounts, works with advisor to reprocess as needed. + Coordinates and processes...and procedures are adhered to, and that the firm's regulatory obligations are met. + Processes various trade related… more
- JPMorgan Chase (New York, NY)
- …found the right role. Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. ... risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial… more
- PNC (MI)
- …Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. The Compliance Program Advisor should have the following: ... Advisor will also be responsible for the following: - Coordinating regulatory compliance efforts for PNC's organizations, planning, developing, and… more
- Vanguard (Malvern, PA)
- …at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you'll play ... future of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across… more
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