- ExxonMobil (Spring, TX)
- …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
- Phillips 66 (Houston, TX)
- **Phillips 66 & YOU - Together we can fuel the future** As an ** Advisor in Commercial Trading Compliance ** , you'll play a vital role in supporting Phillips ... offers the opportunity to work at the intersection of regulatory compliance and commercial strategy, helping to...Support the commercial trading team by ensuring compliance with internal policies and external regulatory … more
- CHS Inc. (Inver Grove Heights, MN)
- …and energy commodities. CHS's Compliance & Integrity team is seeking a Global Trading Compliance and New Product Risk Senior Director to oversee, monitor and ... Director will lead the development, governance and administration of trading compliance and new product risk management...on regulated entity risk committee and act as a compliance advisor to its Board of Managers… more
- JPMorgan Chase (New York, NY)
- …essential guidance and oversight to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain broad ... controls + Update team leads and other internal decision-makers on regulatory compliance developments **Required Qualifications, Capabilities, and Skills:** +… more
- JPMorgan Chase (New York, NY)
- …tactical objectives. As a Business Manager within our North America Cash Equities Trading Business, you will optimize business performances by helping to drive key ... initiatives. You will act as a trusted advisor and counterweight to Business/Group Heads, and are responsible...aligning department and support groups (Finance, Tech, Ops, Legal, Compliance ) + Optimize 'bottom line' business performance by driving… more
- Bank of America (New York, NY)
- Direct Markets Coverage Brokerage Services Financial Advisor New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Brokerage-Services-Financial- Advisor \_25035237) **Job Description:** Merrill Wealth Management is a leading… more
- Vanguard (Malvern, PA)
- …at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you'll play ... future of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across… more
- First National Bank of Omaha (Minneapolis, MN)
- …supervisory requirements. + Complete all annual and ongoing training related to regulatory and compliance expectations. **Team Collaboration** + Partner with ... our organization's success.** **Summary of the Job:** The Junior Financial Advisor supports senior advisors in delivering high-quality client service, financial… more
- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance . + Prepare and deliver reporting on documentation ... system + Supports internal initiatives related to documentation, process automation, and regulatory compliance **Education & Experience:** + Law degree is… more
- JPMorgan Chase (New York, NY)
- …+ Work with Legal, Compliance , and Risk partners to address regulatory requirements and support risk management in trading and investment activities. ... through agile implementation, with attention to investment execution, asset servicing, and regulatory compliance . + Research and analyze new product capabilities… more
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