- MUFG (Irving, TX)
- …Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT teammates and various key regional and global ... (NFA), Federal Reserve Board (FRB), Office of the Comptroller of the Currency ( OCC ) and Investment Industry Regulatory Organization of Canada (IIROC) rules, and MUFG… more
- City National Bank (Wilmington, DE)
- *TRUST ADMINISTRATION OFFICER II* WHAT IS THE OPPORTUNITY? This is an entry level Personal Trust Officer position, responsible for administering personal trust ... * Complete discretionary distribution requests. Submit formal requests to the Trust Officer for approval. * Coordinate set up, tracking, and monitoring of personal… more
- TD Bank (Mount Laurel, NJ)
- …of Business:** Personal & Commercial Banking **Job Description:** The Mortgage Loan Officer sells and originates residential mortgage loans to sales goals. The ... Mortgage Loan Officer takes residential mortgage loan applications and offers or...more experienced sales personnel and by attending continuing education training and seminars, including but not limited to the… more
- Banco Popular Puerto Rico (New York, NY)
- …Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are looking for a ... Senior Compliance Officer to join our Compliance Team. The role may...to management in the execution of the annual compliance training program, including drafting training materials and… more
- TD Bank (West Palm Beach, FL)
- …Personal & Commercial Banking **Job Description:** The Community Mortgage Loan Officer identifies, develops and maintains a quality network of community-based ... asks for assistance as needed to finalize sales, for training and for other issues as needed + Sells...Minimum target annual loan originations of 48 LMI/multicultural units ** OCC Language:** + This position falls within the definition… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory role ... mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training , and advisory matters. This role is responsible for oversight… more
- Truist (Charlotte, NC)
- …following job description:** Work style: In Office (5 days/week) Enterprise Resilience Officer I is a subject matter expert responsible for the development, ... Graduate of Leadership Development Program, Banking School, or equivalent industry training program 4. Experience working for or with (significant interactions)… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC is seeking a Vice President / Credit Officer to cover Middle Market LBO. + Review and challenge of credit applications ... experience preferably within a credit risk function (formal credit training preferred, second line of defense). + Experience and...preferred. + Prior experience interacting with US Regulators (Fed, OCC or FDIC) preferred. + Ability to adapt to… more
- Citizenship and Immigration Services (Camp Springs, MD)
- …Office of the Chief Counsel are calling! The Office of the Chief Counsel ( OCC ) is seeking an attorney with experience in fiscal law, acquisitions and administrative ... as a dedicated attorney providing advice to the Office of the Chief Financial Officer , the Office of Contracting, and other USCIS officials on issues related to… more
- Nelnet (Lincoln, NE)
- …Management System. This role oversees the Bank's compliance advisory, compliance training , and complaint management programs. This role reports to and will ... collaborate closely with the Bank's Chief Compliance Officer and will also work closely with the Bank's...tools for new products. + Manages Nelnet Bank's Compliance Training Program including LMS administration and supplementary training… more