- MUFG (New York, NY)
- …our recruitment team will provide more details. **Main Responsibilities:** The US and Canada Broker Dealer Treasury team is part of the HoldCo Treasury, Capital ... directly to the Treasurer, the AVP will have involvement in all broker dealer treasury functions including funding and liquidity risk management, asset liability… more
- JPMorgan Chase (Jersey City, NJ)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Compliance, Conduct & Operational Risk (CCOR) team ... as well as regulatory or audit best practices relating to US Broker Dealer regulations, rules, and laws. CCOR provides independent oversight of the firm's… more
- JPMorgan Chase (New York, NY)
- …fosters professional growth. As a Wealth Management Attorney - Assistant General Counsel, Vice President , within our Wealth Management Legal team, you will ... provide critical guidance and support to several of the Firm's broker - dealer and investment advisory business groups for JP Morgan Wealth Management. You will… more
- Huntington National Bank (Boston, MA)
- Description Job Description Summary: Capstone Partners is seeking a Vice President on the Market Intelligence/Lead Generation team to conduct research on and ... Sponsor Coverage, Buy-Side Mandates and Corporate Partner Referrals. The Vice President is responsible for producing high-quality...background check with fingerprinting to be associated with the broker dealer . Not required to become a… more
- Wells Fargo (New York, NY)
- …Sales & Trading. **About this role:** Wells Fargo is seeking an Equity Research, Vice President - Retailing, Specialty Softlines and E-commerce. Learn more about ... our institutional investor client base via consistent dialogue. The Vice President will build strong relationships not...are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and… more
- Siebert Williams Shank (New York, NY)
- …or the "Firm") is conducting a search for experienced Investment Banking candidates for Vice President to join its Infrastructure and Public team and work hybrid ... platform, and a sound regulatory capital base. We are a SEC-registered securities broker - dealer and member of the Financial Industry Regulatory Authority (FINRA)… more
- HSBC (New York, NY)
- Assistant Vice President (AVP) in Markets & Securities Services (MSS) Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, ... and the planet we all share. As an Assistant Vice President (AVP) in Markets & Securities...business related field + Experience in a bank or broker - dealer , covering fixed income and/or foreign exchange… more
- Wells Fargo (New York, NY)
- …This position, within the Financial Institutions group, is seeking a seasoned Investment Banking Vice President to join the team in New York. This position will ... and a creative, team-oriented approach to solving problems. The Vice President will also be responsible for...are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and… more
- Equitable (New Orleans, LA)
- Regional Vice President - Mutual Funds (External Wholesaler) - TX, OK, AR, LA & MS (REMOTE) ( 250000HE ) **Primary Location** : UNITED STATES-LA-New Orleans ... to join an organization that will help unlock your potential? The Regional Vice President - External Wholesaler will develop and manage consultative… more
- JPMorgan Chase (Springfield, MO)
- …solution with new distribution partners. You will partner closely with our Independent Broker Dealer (IBD) and other Retirement team partners to deliver JP ... years of external retirement plans wholesaling experience, preferably with experience supporting broker - dealer channels. + Bachelor's Degree required. + Series 7… more
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