- Citigroup (New York, NY)
- …an exam cycle from planning and preparation to project management of a regulatory exam . The analyst will also conduct additional duties as assigned and ... Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support for the… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Commercial and Investment Banking team within the Commercial ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- Citigroup (Getzville, NY)
- …implementing best practices. **About the role** The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is a ... retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, performing other duties… more
- Mastercard (Harrison, NY)
- …and external constituents have robust programs in place to meet Mastercard and/or regulatory requirements. The Vice President , Global Compliance Governance ... businesses and governments realize their greatest potential._ **Title and Summary** Vice President , Global Compliance Governance and Strategy Overview: At… more
- Wells Fargo (New York, NY)
- …Industrials Investment Banking team at Wells Fargo is seeking a talented and experienced Vice President Investment Banker to play a pivotal role in the growth ... Products vertical. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- SMBC (Jersey City, NJ)
- …Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and control within ... This role will require tracking of all audit and exam related requests as well as ensure a timely...SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day work… more
- American Express (New York, NY)
- …is core to driving future success of American Express. **About the Role** The Vice President , Consumer Deposit Product Oversight and Governance, will lead a team ... as lead in engagements with Compliance and Audit assessments as well as Regulatory Exams across Consumer Deposit Products + Partner closely with Control Management,… more
- Wells Fargo (Charlotte, NC)
- The Structured Products Group within Wells Fargo Corporate Investment Bank is looking for a Vice President to join in New York or Charlotte. The candidate will ... FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more