- JPMorgan Chase (Chicago, IL)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- Adecco US, Inc. (New York, NY)
- A leading organization within the financial services sector is seeking a Vice President , Regulatory Affairs Office to support and lead regulatory ... Compliance, Financial Crime, Legal, Enterprise Risk Management, Credit Risk, and/or Regulatory Exam Management + 10+ years of experience managing regulatory … more
- SMBC (New York, NY)
- …strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- PNC (Richmond, VA)
- **Position Overview** Harris Williams seeks to hire an experienced Vice President to join our Richmond, Virginia office. This individual will play a critical ... themselves. + **Meaningful impact from the start:** As a Vice President , you will have a highlevel...in the US without sponsorship + FINRA licensing: SIE Exam , Series 79, and Series 63 must be acquired… more
- Wells Fargo (New York, NY)
- …This position, within the Financial Institutions group, is seeking a seasoned Investment Banking Vice President to join the team in New York. This position will ... and a creative, team-oriented approach to solving problems. The Vice President will also be responsible for...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Vice President , Lead CIB Portfolio Manager for FIG Banks, part of the Corporate and Investment Banking (CIB) ... auditors and examiners and assist with the preparation of internal and external exam processes. + Train and mentor junior talent. + Responsible for adherence to… more
- Wells Fargo (San Francisco, CA)
- …Equity Capital Markets (ECM) team within CIB Capital Markets is seeking an experienced Vice President to join its Origination team. Corporate & Investment Bank ... and results-driven environment **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it… more
- Wells Fargo (New York, NY)
- …Companies and Private Credit Investors). Fund Solutions is looking for an experienced Vice President to lead the origination, structuring and execution of Fund ... FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more
- Wells Fargo (New York, NY)
- …. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President to join the Technology, Media, and Telecommunications (TMT) Group. ... communication skills **Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it… more