- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager ... audit and regulatory examination reviews. Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests… more
- Scotiabank (New York, NY)
- Associate Director ( Vice President ) Risk Solutions Group, Global...Origination team, which is a Private Side Group. A VP in DPG is a Coverage Officer ... to results, in an inclusive and high-performing culture. **Title: Associate Director ( Vice President ) Risk Solutions Group, Global Banking & Markets** **Global… more
- MUFG (Irving, TX)
- …Delivery (DIA-ID) team, which is part of the GFCD Operations Financial Crime Compliance - Data Analytics (FCC-DA) function, this new position has been created for ... control of ad-hoc reports in support of GFCD teams such as Sanctions, AML Advisory, and Complex Investigations teams. Additionally, this position will be responsible… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- MUFG (Tempe, AZ)
- …provide more details. Regional Financial Crimes Office - Americas Planning and Operations - VP Reporting to the Managing Director, BSA Officer and Head of ... Regional Financial Crimes for the Americas (RFCO), the VP of RFCO Planning and Operations is responsible for...risk management or related field + Strong knowledge of BSA/ AML banking regulations and financial crimes compliance … more
- JPMorgan Chase (Tampa, FL)
- …issues **Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML , Compliance , Audit, Risk, Controls, or related fields + Familiarity ... of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and execution of ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Citigroup (Miami, FL)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... The Business Risk Officer is a strategic professional who stays abreast...applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more
- Mizuho Corporate Bank (New York, NY)
- As Vice President of Financial Crimes Modelling and Analytics, you will act as a model owner for Mizuho America's Financial Crimes ("FCC") Models. Your primary ... documented and communicated to relevant stakeholders to maintain model integrity and compliance . + Partner with the Chief Information Officer (CIO) function… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Know Your Customer (KYC) Analyst is responsible… more
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