- Robert Half Finance & Accounting (Arlington, VA)
- …well capitalized world class leader in their sector, is recruiting for their new Manager of SEC Reporting . This highly visible and challenging position ... As part of the core duties for this challenging Manager of SEC Reporting role...submit your resume in confidence to Raj Khanna, Senior Vice President at Robert Half or directly… more
- Wells Fargo (Irving, TX)
- …role:** Wells Fargo is seeking a Financial Controls Manager , Vice President overseeing the testing of SEC and Regulatory Reporting controls within ... Consumer Banking business lines. The Financial Controls Testing Manager at Wells Fargo is a Manager ...contains the Corporate Controllers division, which includes the Regulatory Reporting Controls & Oversight (RRCO) group. The Enterprise COSO… more
- Sharp Electronics Corporation (Montvale, NJ)
- **Overview** Reporting directly to the President -...with the Japan-based Small Appliance Business Unit, the Sr. Vice President of SEMCA is the driving ... record of success in a highly competitive market.The Sr. Vice President crafts and executes strategies that...feel empowered to contribute their best work. **Communication and Reporting ** : + Report to the President … more
- Aristotle Capital Management (Los Angeles, CA)
- …success. We are currently seeking a Vice President , Content Strategy & RFP Manager to join our team. As the VP , Content Strategy & RFP Manager , ... experience in a similar role with a large asset manager , deep knowledge of the investment management industry, and...products, and Model Delivery. + Solid understanding of the SEC marketing rules, GIPS(R) reporting principles, and… more
- Vera Therapeutics (Brisbane, CA)
- Title: Senior Vice President , Corporate Finance and Investor Relations Location: Brisbane, CA About Us: Vera Therapeutics (Nasdaq: VERA) is a late clinical-stage ... immunological diseases. Position Summary: Vera is seeking a Senior Vice President , Corporate Finance & Investor Relations...and oversee financial strategy in alignment with company goals. Reporting to the CFO, this role will evaluate business… more
- JPMorgan Chase (San Francisco, CA)
- …leading global financial institutions on behalf of our clients. As a Supervisory Manager in JP Morgan Advisors, you will exhibit leadership and operational expertise ... necessary to resolve the error, and completing the error reporting and then assigning responsibilities for the errors as...+ Possess an advanced knowledge of FINRA, MSRB and SEC rules and regulations + Experience working in an… more
- BMO Financial Group (New York, NY)
- …Products Trading and Sales personnel), colleagues within CMS, and Compliance, the VP will be responsible to review assigned surveillance reports, validate activity ... (Trade Supervision) protocol for monitoring controls around them. The VP is also accountable for helping to promote an...regulatory risk policies. + Analyze surveillance data and develop reporting of key risk indicators for internal and external… more
- Arena Investors LP (Jacksonville, FL)
- Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital in special situations. With more ... the compliance team and have regular interface with staff throughout the organization. Reporting to the CCO, this position will be a broad generalist compliance role… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC , and others. + Establishes objectives with a sense of urgency and ... facilitate processes; moves projects through to implementation. + Performs periodic reporting on work progress, project completions, and additional ad-hoc … more
- MUFG (Irving, TX)
- …work remotely one day. A member of our recruitment team will provide more details. Reporting into the one of the team manager under Director DTO-Americas , this ... trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC , OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act, BSA/AML and… more
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