- Citigroup (New York, NY)
- …in support of our client-facing and product businesses, budget and expense management , Risk & Controls for Wealth , Transformation activities, and Regulatory ... execution and tracking of Strategic Initiatives. + Leads Change Management initiatives across Wealth as designated by...addition, the COO strengthens our 1st LOD focus on AML /financial crimes detection in support of our Wealth… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... + Deepen relationships with existing clients in Citi Personal Wealth Management and Retail bank through the...and Compliance operating procedures + Ensure strict adherence to KYC / AML and other compliance norms + Partner… more
- M&T Bank (Paramus, NJ)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) requirements; process related sales reports.… more
- Citigroup (Jacksonville, FL)
- …primarily through inbound and outbound phone calls and adhering to Know-Your-Customer ( KYC ) and Anti-Money Laundering ( AML ) procedures for Citi's Investment ... accordance with FINRA and firm policy. + Ensures that KYC / AML and other compliance norms are strictly...from those teams. + Provides timely feedback to senior management to identify client pain points and barriers to… more
- Citigroup (New York, NY)
- …team proficient in client service, operational process management , Know-Your-Customer ( KYC ), and Anti-Money Laundering ( AML ) processes. Coaching and guiding ... scalable operational processes specific to client onboarding and ongoing account management . The role requires extensive leadership, management , and technical… more
- S&P Global (New York, NY)
- …clients, commercial teams, product managers, and tech leadership + Build systems for KYC , AML , FATCA/CRS, LEI, and other regulatory checkpoints while ensuring ... related field + Proven experience working with Client Lifecycle Management and/or KYC workflow solutions, demonstrating strong...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- US Bank (Los Angeles, CA)
- …Administration, or related field (or equivalent experience). + 7+ years in Private Wealth Management , trust, investment, and account opening leadership. + 5+ ... knowledge of fiduciary law, trust accounting, investment products, and compliance ( AML / KYC , Beneficial Owner Rule). + Proven leadership, strategic thinking,… more
- Scotiabank (Dallas, TX)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation...AML Cases and supporting documentation in ORACLE case management system. + Maintain a log of Suspicious Activity… more
- M&T Bank (Buffalo, NY)
- …*Regularly review customer information to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering) and KYC (Know + Your customer) requirements ... Banking. Works with Investment Advisors, Fiduciary Advisors, Community partners, Wealth /WISD and Mortgage to deliver advice-based solutions and alternative… more
- TD Bank (New York, NY)
- …+ Perform KYC due diligence calling and support both TD and client KYC / AML requests for Financial Institution clients in the region. + Exposure to a ... and geographies, building a foundation in client service, risk management , and product strategy. + **Make a Real Impact:**...Broaden client coverage to include Central Banks and Sovereign Wealth Funds clients aligned to agreed bank strategy. +… more