- Santander US (Smithfield, RI)
- …defined on a quarterly basis + Maintain compliance with all applicable bank, broker /dealer, State and Federal regulations associated with the sale of investment and ... walking. + Occasional moving and lifting equipment and furniture is required to support onsite and offsite meeting setup and teardown. + Physically capable of… more
- Citizens (Johnston, RI)
- …and procedures to capture changes in the regulatory environment. + Provide support in all aspects of administration and maintenance of the firm's electronic ... communication recordkeeping/supervision solutions. . Qualifications: + 5+ years of broker dealer/investment advisor compliance experience + Strong understanding of… more
- Weichert Co. (Cranston, RI)
- …There are also openings for experienced real estate salespersons and broker -salespersons. Candidates must be interested in building a strong, scalable real ... our advanced myWeichert leading-edge technology web platform, marketing expertise, extensive support , and our award-winning training. Many agents, teams and even… more