- Raymond James Financial, Inc. (St. Petersburg, FL)
- …functional audit area by developing audit programs. * Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with ... audit engagements from the planning stages to the reporting stages. * Produce quality deliverables in accordance with...and report on the adequacy and effectiveness of management controls . * Finalize audit findings and provide… more
- CIBC (Chicago, IL)
- …auditing standards and internal guidelines + Facilitate or assist in the audit reporting process by drafting well-articulated deficiencies and/or the ... in a quantitative field + Model validation experience in financial services industry a big plus + Audit...models and identify key model risks and determine appropriate controls + Design and/or implement audit procedures… more
- Fiserv (Berkeley Heights, NJ)
- …conduct risk + Experience working with general accounts, income tax, cost accounting and financial reporting This role is not eligible to be performed in ... in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another... testing, analyzing results, drawing conclusions, issue writing and reporting using the CAAS Audit methodology and… more
- Fifth Third Bank, NA (Rosemont, IL)
- …of the Audit Manager. Responsibilities include developing and executing audit planning, fieldwork, reporting and wrap-up activities on each engagement ... ESSENTIAL DUTIES & RESPONSIBILITIES: + Ensure execution of all audit activities in the planning, testing, reporting ...related to the entity being audited. Execute testing of controls to assess adequacy of control design… more
- Corning Incorporated (Corning, NY)
- Director of Internal Audit & Special Projects **Date:** Jun 16, 2024 **Location:** Corning, NY, US, 14831 **Company:** Corning Requisition Number: 63082 Corning is ... **Purpose of Position:** Lead role in completion of management's internal control assessment in accordance with Sarbanes Oxley Act, including training, staff… more
- US Bank (Irving, TX)
- …- Finance is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role supports the ... responsible for auditing various areas within Finance. Specific areas of audit responsibility include the Controllers Division, Financial Strategy, Investor… more
- Manulife (Boston, MA)
- …assists in developing control objectives, "what could go wrong" statements and audit programs to evaluate these risks. + Documents controls to mitigate ... to test the design and operating effectiveness of these controls . + Assists in presenting audit findings...(CFA) designation is desirable. + 3 plus years of financial services experience within internal/external audit , risk,… more
- US Bank (Minneapolis, MN)
- …processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design adequacy; and developing audit ... control performance effectiveness and making evaluations which effectively achieve audit objectives. - Assisting the managers in reporting and wrap-up… more
- US Bank (New York, NY)
- …processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design adequacy; and developing audit ... control performance effectiveness and making evaluations which effectively achieve audit objectives. + Assisting the managers in reporting and wrap-up… more
- MUFG (Tampa, FL)
- …limited to, supporting execution on all activities related to the end-to-end audit process (eg, planning, fieldwork testing, reporting , issues validation, etc.) ... programs. + Evaluate design and operating effectiveness of internal controls and identify control weaknesses. + Generate...significance and impact on risk and/or risk management practices, reporting findings and audit issues to … more