- UMB Bank (Montgomery, AL)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst , you will carry out the testing ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
- Guardian Life (Montgomery, AL)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ... gaps or potential issues + Administers a monitoring and testing program to ensure effective compliance with...monitoring and testing program to ensure effective compliance with all applicable laws and regulations + Delivers… more
- Coinbase (Montgomery, AL)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment… more
- Regions Bank (Birmingham, AL)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with...monitoring and testing program to ensure effective compliance with all applicable laws and regulations + Gathers… more
- Coinbase (Montgomery, AL)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... experience in Internal Controls over Financial Reporting, SOX 404 frameworks, and testing to support compliance * Prior experience at a big 4 accounting firm *… more
- Coinbase (Montgomery, AL)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- Coinbase (Montgomery, AL)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- Kemper (Birmingham, AL)
- …on our promises._ Kemper is seeking an experienced Guidewire BillingCenter Business Systems Analyst . Be part of a team focused on collaboration with developers, ... testing analysts and stakeholders to deliver on product and...**Position Responsibilities:** + Serve as an experienced Business Systems Analyst with a depth of expertise in Guidewire BillingCenter.… more
- Raymond James Financial, Inc. (Montgomery, AL)
- …Manager or Senior Analyst in the design, planning, and execution of testing strategies; under direct supervision, may lead the testing efforts of other ... specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data...locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key… more