- Coinbase (Montgomery, AL)
- …regulated environment? We are looking for an exceptional Manager in our Broker Dealer Operations function, establishing the critical controls and ... doing (ie. job duties):* We are building out our Broker Dealer Operations function to...function to support our equities trading product. As a Manager , you will both lead and directly contribute to… more
- M&T Bank (Clanton, AL)
- …industry best practices, and policies and procedures in responsible area Broker - Dealer and investment adviser compliance and operational oversight experience ... Compliance Advisor works under general supervision of the respective Senior Compliance Manager and/or Compliance Director but exercises a high level of judgment and… more