- City National Bank (Phoenix, AZ)
- COMPLIANCE OFFICER -DEPOSITS WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... for new or revised laws and regulations. Assist the Compliance Manager, Senior Compliance Officer ,...(eg Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). Provide guidance on regulations,… more
- MUFG (Tempe, AZ)
- …team will provide more details. Job Summary: Reporting to the Head of Core Compliance Practices for Americas, you will lead various activities and tasks that ... required by the enterprise programs and/or assigned by the Head Of Compliance Practices . This is an individual contributor role that will require understanding… more
- Prime Therapeutics (Phoenix, AZ)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... programs through a variety of channels Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- Edward Jones (Tempe, AZ)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... If so, there is an exciting career opportunity waiting for you in our Compliance Service Department! The Compliance Service Department's purpose is to serve as… more
- HUB International (Scottsdale, AZ)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... SEC compliance infrastructure. Job Summary: The Chief Compliance Officer for Retirement and Private Wealth...with new regulatory requirements and ensure communication of best practices /new rules to appropriate staff within the Firm. Assist… more
- City National Bank (Phoenix, AZ)
- COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). WHAT DO YOU NEED… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... problem solve through highly complex situations. Complete understanding of effective compliance program principles, concepts, practices , and standards; full… more
- Fujifilm (Phoenix, AZ)
- …and enforcement matters affecting global companies as well as healthcare industry and compliance best practices . Assist with review of quotes, submissions, and ... Position Overview The Regulatory Compliance Manager (Corporate) is a member of the...healthcare businesses and develop integration plan. Support HIPAA Privacy Officer in executing responsibilities related to healthcare and HIPAA.… more
- United Therapeutics (Phoenix, AZ)
- …Senior Corporate Compliance Director, Risk Management reports to the Chief Compliance Officer and is responsible for leading the Department's risk management ... mitigation. You are data-driven and methodical, and able to translate complex compliance insights into clear, actionable next steps. With a natural curiosity and… more
- Prime Therapeutics (Phoenix, AZ)
- …Come build the future of pharmacy with us. Job Posting Title VP, Chief Audit Officer - REMOTE Job Description The Vice President Chief Audit Officer is ... internal audit function for the organization and for planning and conducting compliance , financial and operational audits to evaluate the effectiveness of internal… more
