• Manager , Audit & Exam…

    American Express (Phoenix, AZ)
    …BUs through regular communication * Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... **Required Qualifications:** * 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit ...risk procedures and standards o Facilitating the operational risk exam management processes * Experience in financial… more
    American Express (12/03/25)
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  • Operational Risk Fraud Oversight Manager II

    City National Bank (Phoenix, AZ)
    …FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective oversight of the ... ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build...of experience in risk management , operational risk management , compliance, or audit * Minimum 5… more
    City National Bank (10/01/25)
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  • Control Manager - Service & Lending…

    JPMorgan Chase (Tempe, AZ)
    …sub-LOB's as it relates to control testing, process annual reviews, exam management preparation, policy/procedure reviews and regulatory obligation advisement ... our business in an ever-changing landscape. As a Control Manager supporting Service & Lending Operations within the Consumer...+ 3+ years of financial services experience in controls, audit , quality assurance, risk management , or compliance… more
    JPMorgan Chase (12/04/25)
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  • Financial Crimes Compliance Reporting…

    American Express (Phoenix, AZ)
    …reporting requirements. + Conduct data analysis, issue resolution, and ad-hoc data pulls for audit and exam responses. + Manage projects in support of the ... broader Global Risk & Compliance organization. The GFCC Risk Management Team is responsible for risk management ...CRR and Enhanced Due Diligence ("EDD") programs. **Role of Manager , GFCC Reporting Team** As GFCC embarks on a… more
    American Express (12/03/25)
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  • Manager , Broker-Dealer Compliance

    Coinbase (Phoenix, AZ)
    …Finance and Audit to ensure a best-in class control framework. * Partner with exam management team to respond to all regulatory exams and inquiries. * Work ... with Market Surveillance team and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design and document the firm's supervisory structure (FINRA Rule 3110) to effectively supervise all business activities and… more
    Coinbase (10/30/25)
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  • Compliance Officer-Deposits

    City National Bank (Phoenix, AZ)
    …a plus. * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. *WHAT'S IN IT FOR ... line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as… more
    City National Bank (11/22/25)
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  • Insurance Account Specialist

    ReSource Pro (Phoenix, AZ)
    …via phone/email and complete routine insurance tasks in the Agency Management System; Handle questions and concerns from customers professionally, politely, and ... Provide direction/instruction as needed to new hires; Check and audit work of new hires + Collaborate with coworkers...to be Successful + Bachelor's Degree in Business, Risk Management , Insurance, or equivalent + Living in Mountain Time… more
    ReSource Pro (12/05/25)
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