- Umpqua Bank (Scottsdale, AZ)
- …+ Other responsibilities as assigned. + Demonstrates compliance with all bank and broker / dealer regulations for assigned job function as applied to designated ... Senior Wealth Advisor Wealth Management Portland, Oregon Boise,...advisor, certified financial planner, investment advisor Representative, or wealth manager . + Strong marketing and business development skills, keeping… more
- City National Bank (Phoenix, AZ)
- …appropriate testing to measure and report results. Execute risk assessments for broker dealer , registered investment advisory, trust department and private ... *BUSINESS CONTROLS MANAGER - TRUST* WHAT IS THE OPPORTUNITY? This...actions and providing status updates of open/closed issues to senior management and second line risk management functions. *… more
- Lincoln Financial (Phoenix, AZ)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate current trends and developments in current and… more