- Coinbase (Little Rock, AR)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Guardian Life (Little Rock, AR)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- Coinbase (Little Rock, AR)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... you, there's no better place to be. The CX Compliance team is essential in ensuring that our global...end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR. You will… more
- Southwest Power Pool (Little Rock, AR)
- …experience and geographic location will all be considered during the hiring process. Lead Regulatory Policy Analyst | Pay Range - $95,200.00 - $123,700.00 ... energy regulation! **To be successful as the Regulatory Policy Analyst Senior or Lead , we're looking for:**...vision, and ability to adjust focus. + Understanding of, compliance with and enforcement of SPP Policies and Procedures… more
- Southwest Power Pool (Little Rock, AR)
- …and geographic location will all be considered during the hiring process. Lead Applications Analyst | Pay Range: $109,500.00 - $142,250.00 Senior Applications ... markets running smoothly across our footprint. We're looking for a skilled Applications Analyst to join our team and help optimize the performance and efficiency of… more
- Coinbase (Little Rock, AR)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...program. *What you'll be doing (ie. job duties):* * Lead Security and IT initiatives to support the SOX… more
- Coinbase (Little Rock, AR)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...2LoD reviews and provide timely responses to findings * Lead calibrations & office hours supporting other QA analysts… more
- Southwest Power Pool (Little Rock, AR)
- …location will all be considered during the hiring process. Senior Business Analyst (Remote Eligible) | Pay Range: $85,800.00 - $109,450.00 Business Analyst ... I | Pay Range: $$49,900.00 -$61,100.00 **Join SPP Settlements team as a Business Analyst !** The Business Analyst plays a key role in planning, analyzing, and… more
- Highmark Health (Little Rock, AR)
- …as an escalation point across the business regarding pricing reviews and serves as a lead to others in members of the pricing team + Other duties as assigned or ... requested. **EDUCATION** **Required** + Bachelor's Degree in Finance, Business, or related field, or relevant experience and/or education as determined by the company in lieu of bachelor's degree **Preferred** + Master's Degree in Finance, Business, or related… more
- Raymond James Financial, Inc. (Little Rock, AR)
- …regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
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