- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR - INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... * For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $99,000 to… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment ... for the five New York City pension systems. The Senior Investment Officer will report...the portfolio of existing fund and co-investments to ensure compliance with the terms of the closing documents and… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...to 7 years of knowledge and experience in FCRM compliance , preferably within the investment banking division… more
- Equitable (New York, NY)
- Deputy Chief Investment Officer - General Account ( 250000IH ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : ... is expanding its leadership team and searching for a Deputy Chief Investment Officer -a single, integrated leadership role encompassing strategic investment… more
- Banco Popular Puerto Rico (New York, NY)
- …Dec 4, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance...health plan, flexible time off options, and savings and investment plans. Seasonal/temporary employees are not eligible for these… more
- MetLife (Whippany, NJ)
- …Opportunity Investments Compliance is seeking an engaged, detail oriented, and self-motivated Compliance Officer to join the team. The Compliance ... Compliance department provides oversight and coverage to MetLife Investment Management (MIM), MetLife's institutional investment management business with… more
- TIAA (New York, NY)
- **Financial Risk and Capital Management** The Investment Risk Officer is responsible for providing expertise on how to minimize investment risks within the ... positions * Prepare detailed risk reports and presentations for senior management and investment committees * Monitor...risk and private and public data analytics * Monitor compliance with risk limits (both notional and tail risk)… more
- PNC (New York, NY)
- …have an opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk Oversite organization, you will be based ... Cross-Functional Collaboration: Work closely with Front Office, Finance, IT, Legal, Compliance , and other stakeholders to ensure integrated risk management. Daily… more
- HUB International (New York, NY)
- … advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more