• Head of Broker Compliance

    Axis (Princeton, NJ)
    …Accommodation is available upon request for candidates taking part in the selection process. Head of US Broker Compliance Job Family Grouping: Operations ... Compliance How does this role contribute to our collective success? As the Head of Broker Compliance at AXIS, you will play a pivotal role in ensuring… more
    Axis (05/16/25)
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  • Head of Deposit and Operations…

    City National Bank (New York, NY)
    * Head of Deposit and Operations Compliance * WHAT IS THE OPPORTUNITY? The Head of Deposit and Operations Compliance will act in a compliance advisory ... role supporting consumer banking on matters of regulatory compliance . The role will be responsible for managing and maintaining assigned areas of the compliance … more
    City National Bank (05/16/25)
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  • Director, Head of Surveillance

    Capital One (New York, NY)
    Director, Head of Surveillance As the Director, Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's Electronic ... Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker -Dealers. You will maintain the Surveillance function in order to reduce and… more
    Capital One (05/08/25)
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  • Head of Liability Reinsurance Claims…

    Axis (New York, NY)
    …North America Reinsurance P&C Claims team. This role reports directly to the Global Head of Reinsurance Claims. The candidate should possess the ability to lead and ... and processes to ensure optimal efficiency and customer service, including compliance with Key Performance Indicators (KPIs) to ensure delivery of internal… more
    Axis (04/30/25)
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  • North American Head of Corporate Actions…

    Broadridge Financial Solutions (New York, NY)
    …while helping others along the way, come join the Broadridge team. Reporting to the Head of Corporate Actions and Income Processing based in the UK with a dotted ... industry relationships (C suite) in the Wealth Management industry (front office, compliance , industry organizations and back office). + Proven track record of… more
    Broadridge Financial Solutions (05/02/25)
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  • Multinational Producing Office Manager - US…

    AIG (New York, NY)
    …insurance solutions for our global customers, empowering our clients and broker partners to navigate complex cross-border risks with confidence and consistency. ... and in alignment with and support of AIG USA's growth plans/strategies. + Support the Head of Multinational - North America to expand AIG MN's presence in the market… more
    AIG (05/06/25)
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  • Compliance Examination Manager

    CIBC (New York, NY)
    …to our Capital Markets and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance Examination ... Specialist is accountable for execution of the US Compliance Examination Plan established to ensure the company's ...+ OCC regulated trust company, + SEC registered/FINRA member Broker Dealer, + FDIC insured depository institution regulated by… more
    CIBC (04/24/25)
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  • Culinary Specialist- Sous Chef

    ARAMARK (New York, NY)
    **Job Description** In the absence of the Head Chef, the Sous Chef is to assume complete responsibility for the overall kitchen operation as per the Head Chef ... Day to day involvement to a high standard, in compliance with client contract. + To fully familiarise yourself...to safety and hygiene must be reported to the Head Chef or unit Manager + To assist in… more
    ARAMARK (05/16/25)
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  • Quality Assurance - Internal Audit

    Mizuho Corporate Bank (New York, NY)
    …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... conduct tollgate reviews with audit teams, assist with annual planning, coordinate with Head Office, and assist with various reporting. Job Description + Under the… more
    Mizuho Corporate Bank (05/19/25)
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  • Managing Director, Wholesale Excess Casualty

    The Hartford (Morristown, NJ)
    …theirs, too. Join our team as we help shape the future. Reporting to the Head of Wholesale Excess Casualty East, the Managing Director's primary focus is on growing ... developing assigned region for excess casualty business, builds on existing broker relationships to increase production sources and identify profitable market… more
    The Hartford (04/11/25)
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