- TD Bank (New York, NY)
- …details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a ... Surveillance Quality Assurance program. The Surveillance Quality Assurance Manager will...departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance … more
- TD Bank (New York, NY)
- …Data Governance & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple ... team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a...will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
- TD Bank (New York, NY)
- …Securities US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. The VP Compliance TDS oversees/leads ... support a positive work environment that promotes service to the business, quality , innovation and teamwork and ensure timely communication and/or escalation of… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... positive work environment that promotes service to the business, quality , innovation and teamwork and ensure timely communication and/or...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Capital One (New York, NY)
- …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,...At least 5 years of experience as a people manager , ideally of a Surveillance function +… more
- Bank of America (New York, NY)
- …Business Controls, at VP the level, to work alongside a global team of trade surveillance specialists, focused on the Equity and Equity Derivatives Trading line ... position will require a good and demonstrable experience in trade surveillance alert investigation and dispositioning and...scenarios and parameter settings, call out any gaps in surveillance and venue coverage, data quality and… more
- Teledyne (New Brunswick, NJ)
- …include aerospace and defense, factory automation, air and water quality environmental monitoring, electronics design and development, oceanographic research, ... used worldwide in machine vision, document scanning, image capture, surveillance , process monitoring, manufacturing inspection, medical imaging, and multimedia. As… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation projects through their lifecycle. This… more
- Bank of America (Pennington, NJ)
- …fast paced environment **Skills:** + Controls Management + Issue Management + Monitoring, Surveillance , and Testing + Quality Assurance + Risk Management + ... standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within the LOB… more
- City of New York (New York, NY)
- …to candidates who are permanent in the civil service title of Administrative Manager or comparable civil service titles including but not limited to Administrative ... Staff Analyst, Health Services Manager , Administrative Investigator, Administrative Procurement Analyst, and Administrative Contract Specialist. AGENCY DESCRIPTION… more
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