• HSBC (New York, NY)
    …holder should understand their position within Three Lines of Defense and operate within operational risk policy, escalating in a timely manner where they are ... Trading Brand: HSBC Area of Interest: Investment Banking, Markets , and Research Location: New York, NY, US, 10001...awareness of the same + Maintain awareness of the Operational Risk scenario associated with the role… more
    DirectEmployers Association (12/14/25)
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  • SMBC (New York, NY)
    …connectivity, and execution algorithms. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven ... enhancements and low-latency architecture. + Act as the primary liaison between trading desks, algo teams, risk , and technology to capture requirements and… more
    DirectEmployers Association (12/04/25)
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  • SMBC (New York, NY)
    …valuation processes, and risk models to ensure accuracy, compliance, and operational efficiency across global markets . **Role Objectives** + Define and own ... roadmap for trade capture and valuation platforms, aligning with trading , risk , and regulatory objectives. + Prioritize... analytics. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. +… more
    DirectEmployers Association (12/04/25)
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  • SMBC (New York, NY)
    …data, and quantitative modeling. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven ... critical in providing foundational data and analytics that enable accurate pricing, risk assessment, and trade decision-making across global markets . **Role… more
    DirectEmployers Association (12/05/25)
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  • HSBC (New York, NY)
    …business practices. + Seeking a candidate with exceptional knowledge of equities markets including trading system and technologies, rules and regulations, risks, ... US Equities Compliance, SVP Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...position is in the Regulatory Compliance department covering the Markets & Securities Services division of HSBC (US) and… more
    DirectEmployers Association (12/15/25)
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  • SMBC (New York, NY)
    …and regulatory requirements. + Prioritize features that improve automation, reduce operational risk , and enhance straight-through processing (STP). + Champion ... systems, and reconciliation tools. + Drive initiatives to enhance performance, reduce operational risk , and improve user experience for operations teams. +… more
    DirectEmployers Association (12/05/25)
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  • SMBC (New York, NY)
    …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
    DirectEmployers Association (10/30/25)
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  • Neuberger Berman (New York, NY)
    …, portfolio construction, compliance). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
    DirectEmployers Association (10/14/25)
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  • Markets & Trading Operational…

    MUFG (New York, NY)
    …recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of ... Markets and Trading Operational Risk Management. The Operational Risk Management department is responsible for the management of the … more
    MUFG (10/29/25)
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  • Director - Regulatory & Supervisory Management, E-…

    TD Bank (New York, NY)
    …market abuse risk assessments for approvals + Assist in the investigation of e- trading related Operational Risk Events + Work with you Supervisors on ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is...framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment… more
    TD Bank (10/02/25)
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