• Regional Head of Financial

    MUFG (New York, NY)
    …the Americas and is part of the Americas Compliance Leadership Team. As a Regional Head of Financial Crimes , this role also reports into the Global ... recruitment team will provide more details. The Managing Director, Head of Financial Crimes Office...procedures and systems (at the business unit, entity and regional levels as applicable) designed to avoid or minimize… more
    MUFG (05/30/25)
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  • FICC Trade Surveillance Lead Control Management…

    Wells Fargo (New York, NY)
    …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...Operations that support Wells Fargo Securities (WFS LLC) and regional broker dealers, derivative operations that support its Swap… more
    Wells Fargo (05/29/25)
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  • Capital Introduction VP - Securities Lead

    Wells Fargo (New York, NY)
    …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... to travel to assist with the build out of regional relationships across North America. + Excellent written and...be located in New York reporting directly to the co- head of Capital Introduction. + Base pay range for… more
    Wells Fargo (05/29/25)
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