- Robert Half Finance & Accounting (New York, NY)
- Description Senior Manager , SEC Reporting & Technical Accounting Role Overview This leader will drive the integrity of external reporting and guide ... capabilities and support career growth Requirements * Proven experience in SEC financial reporting and compliance, including handling Form 10-K and Form 10-Q… more
- MongoDB (New York, NY)
- **Why This Role Matters** The Senior Manager will ensure accurate and timely SEC filings while providing deep technical accounting expertise for complex ... preferred + 8-10 years of progressive accounting experience, including public company SEC reporting and technical accounting; Big 4 experience preferred +… more
- Robert Half Finance & Accounting (Parsippany, NJ)
- …Great opportunity to gain high exposure in this larger organization working directly for the SEC Financial Reporting Manager . Experience with SAP is a plus ... but not required. This Senior SEC Accountant position is highly visible...exposure in this larger organization working directly for the SEC Financial Reporting Manager . Experience… more
- Deloitte (Morristown, NJ)
- The Senior Manager will play a key role...SPAC, such as: + Assess public company readiness + SEC reporting requirements + Technical accounting matters + ... Work you'll do As a Capital Markets Transactions - Senior Manager , you will oversee day-to-day operations...aerospace and defense industry experience + Experience in financial reporting and SEC requirements of IPOs The… more
- Bloomberg (New York, NY)
- Senior Technical Account Manager - Semi-Liquid Funds Location New York Business Area Data Ref # 10047768 **Description & Requirements** Bloomberg runs on data. ... all the data in between. Whether a fund investor, manager , or advisor, our team provides the data, solutions,...and 506(c)/3(c)(7) vehicles and stay current on regulatory developments ( SEC , FINRA, 1940 Act) + Use business intelligence to… more
- Ankura (New York, NY)
- …Investigation (DEI) and Registrations and Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public ... Commission (" SEC ") independence matters. In addition, Ankura Directors and Senior Directors provide expertise on matters including an assessment of an audit… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- Capital One (New York, NY)
- …+ Support monthly managerial review processes and prepare surveillance metrics and reporting for senior management. **Data Integrity, Reconciliation & Testing** ... Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role**...monitoring of trading activity, and ensure ongoing compliance with SEC , FINRA, CFTC, and NFA regulatory requirements. The ideal… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Risk Assessment Project Manager ! In this role you will bridge business needs and IT solutions within the compliance field. This role involves ... inherent risk, control effectiveness and calculating residual risk. The Project Manager will drive the implementation of technical capabilities in support of… more
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